Article 27-27Submission of a Copy of a Statement of Large-Volume Holdings to a Financial Instruments Exchange
第二十七条の二十七（大量保有報告書等の写しの金融商品取引所等への提出）
If a holder of share certificates, etc. has submitted a statement of large-volume holdings, statement of changes, or amended reports in connection with them, that holder must send the copies of these documents without delay to the issuer of the relevant share certificates, etc., and to the person specified in the relevant of the following items for the category of share certificates, etc. set forth in that item:
share certificates, etc. issued by an issuer of share certificates, etc. listed on a financial instruments exchange:that financial instruments exchange; and
share certificates, etc. issued by an issuer of share certificates, etc., which are specified by Cabinet Order as having equivalent distribution statuses to the share certificates, etc. set forth in the preceding item:the authorized financial instruments firms association specified by Cabinet Order.
流通状況が前号に掲げる株券等に準ずるものとして政令で定める株券等の発行者が発行する株券等 政令で定める認可金融商品取引業協会
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(Submission of a Copy of a Statement of Large-Volume Holdings to a Financial Instruments Exchange)
share certificates, etc. issued by an issuer of share certificates, etc. listed on a financial instruments exchange:that financial instruments exchange; and
金融商品取引所に上場されている株券等の発行者が発行する株券等 当該金融商品取引所
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「発行者」
A person who issues or intends to issue securities, or for securities a Cabinet Office Order (内閣府令) specifies, the person it specifies; for rights treated as securities under Article 2, paragraph (2), the person a Cabinet Office Order specifies for each kind of right is treated as issuing them, at the time it specifies.
Defined inArticle 2, paragraph (5)
authorized financial instruments firms association
「認可金融商品取引業協会」
An association established under Subsection 1 of Section 1 of Chapter IV, whose purpose is to make the trading of securities and derivatives transactions, etc. fair and smooth and to contribute to the sound development of financial instruments business and to investor protection (Article 67).
Defined inArticle 2, paragraph (13)· applies throughout the law
financial instruments exchange
「金融商品取引所」
A membership corporation (金融商品会員制法人) or stock company (株式会社) licensed by the Prime Minister under Article 80, paragraph (1) to open a financial instruments market (金融商品市場).
Defined inArticle 2, paragraph (16)· applies throughout the law
statement of large-volume holdings
「大量保有報告書」
The report a large-volume holder (大量保有者) of share certificates, etc. (株券等) must submit to the Prime Minister on its holding ratio, the source of its acquisition funds, its purpose in holding them and other particulars a Cabinet Office Order (内閣府令) specifies.
Short name set inArticle 27-23, paragraph (1)
share certificates, etc.
「株券等」
In Chapter II-3 and Article 27-30-11, paragraph (5), subject securities (対象有価証券) — share certificates, corporate bond certificates with share options and other securities a Cabinet Order (政令) specifies — issued by a corporation whose share certificates or other share-related securities are listed on a financial instruments exchange or circulate similarly, including securities under Article 2, paragraph (1), item (xix) and others a Cabinet Order specifies that represent options to buy them.
Short name set inArticle 27-23, paragraph (1)· applies only in this chapter and in Article 27-30-11, paragraph (5)
holdermachine translation
「保有者」
In Chapter 2-3, a holder of share certificates, etc. (株券等) as Article 27-23, paragraph (1) uses the word, which its paragraph (3) extends to anyone owning them in their own or another's name (or having a right to their delivery), and to persons with authority to exercise or direct voting and other shareholder rights in order to control the issuer, with authority to invest in them, or with derivatives rights over them held for purposes a Cabinet Order (政令) specifies.
Defined inArticle 27-23, paragraph (4)· applies only in this chapter
statement of changes
「変更報告書」
The report on the changed particulars that a person required to submit a statement of large-volume holdings (大量保有報告書) must submit to the Prime Minister when, after becoming a large-volume holder (大量保有者), its holding ratio of share certificates, etc. (株券等保有割合) rises or falls by one percentage point or more — other than where the total number of share certificates, etc. it holds is unchanged — or another material change a Cabinet Order (政令) specifies occurs.
Short name set inArticle 27-25, paragraph (1)