It is prohibited for the officer or major shareholder of a listed company, etc. to engage in the following acts:
sale of regulated securities, etc. of the listed company, etc. or other transactions specified by Cabinet Order (hereinafter referred to as "specified transactions" in this Article and paragraph (16) of the following Article), for which the amount of regulated securities subject to the specified transactions (meaning the amount of regulated securities sold in the case of a sale of regulated securities, or the amount specified by Cabinet Office Order for other transactions) exceeds the amount specified by Cabinet Office Order as the amount of regulated securities that are of the same type as the regulated securities of the listed company, etc. that the officer or major shareholder holds; or
conducting a sale, etc. of regulated securities, etc. of the listed company, etc. (other than a specified transaction), in which the volume of the regulated securities, etc. specified by Cabinet Office Order as the basis to be used for calculating the amount paid or received in the sale, etc. exceeds the volume specified by Cabinet Office Order as the volume for regulated securities that are of the same type as the regulated securities of the listed company, etc. that the officer or major shareholder holds.
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(Acts Prohibited for the Officer of a Listed Company)
It is prohibited for the officer or major shareholder of a listed company, etc. to engage in the following acts:
上場会社等の役員又は主要株主は、次に掲げる行為をしてはならない。
Open this provision(Handling of Regulated Securities that Belong to the Property of Specified Partnerships)
A partner in a specified partnership, etc. must not engage in the following acts concerning the property of the specified partnership, etc.:
特定組合等の組合員は、当該特定組合等の財産に関して次に掲げる行為をしてはならない。
Open this provisionlisted company, etc.
「上場会社等」
In Articles 163 to 166 and Article 167-2, paragraph (1), the issuer of securities a Cabinet Order (政令) specifies, such as the securities in Article 2, paragraph (1), items (v), (vii), (ix) and (xi) (other than those a Cabinet Order excludes) that are listed on a financial instruments exchange (金融商品取引所), are over-the-counter traded securities (店頭売買有価証券) or are tradable securities (取扱有価証券).
Short name set inArticle 163, paragraph (1)· applies only in this article and in Articles 164 to 166; and Article 167-2, paragraph (1)
major shareholder
「主要株主」
In Articles 163 to 166, a shareholder that holds, in its own name or another's (including a fictitious name), 10 percent or more of the voting rights of all shareholders, etc. (総株主等の議決権), leaving out voting rights a Cabinet Office Order (内閣府令) excludes in view of how they are acquired or held.
Defined inArticle 163, paragraph (1)· applies only in this article and in Articles 164 to 166
sale, etc.machine translation
「売付け等」
In Articles 163 to 165-2, a sale or other transaction a Cabinet Order (政令) specifies in the specified securities, etc. (特定有価証券等) of a listed company, etc. (上場会社等) — its securities that a Cabinet Order specifies, and securities representing options on them.
Defined inArticle 163, paragraph (1)· applies only in this article and in Articles 164 to 165-2
regulated securitiesmachine translation
「特定有価証券」
In Articles 163 to 166, the securities of a listed company, etc. (上場会社等) that are set out in Article 2, paragraph (1), items (v), (vii), (ix) or (xi) — other than those a Cabinet Order (政令) excludes — and other securities a Cabinet Order specifies.
Short name set inArticle 163, paragraph (1)· applies only in this article and in Articles 164 to 166
regulated securities, etc.machine translation
「特定有価証券等」
In Articles 163 to 166, Article 167-2, paragraph (1), Article 175-2 and Article 197-2, paragraph (1), item (xiv), the regulated securities (特定有価証券) of a listed company, etc. (上場会社等) together with related securities (関連有価証券): securities set out in Article 2, paragraph (1), item (xix) that represent options on those regulated securities, and other securities a Cabinet Order (政令) specifies.
Short name set inArticle 163, paragraph (1)· applies only in this article and in Articles 164 to 166 and 175-2; Article 167-2, paragraph (1); and Article 197-2, paragraph (1), item (xiv)
specified transactionmachine translation
「特定取引」
In Article 165 and Article 166, paragraph (16), a sale of a listed company's specified securities, etc. (特定有価証券等) or another transaction in them a Cabinet Order (政令) specifies.
Short name set inArticle 165, paragraph (1), item (i)· applies only in this article and in Article 165-2, paragraph (16)