A person seeking the authorization referred to in paragraph (1) of the preceding Article must designate a domestic representative and submit a written application for authorization to the Prime Minister, in which it states the following particulars:
前条第一項の認可を受けようとする者は、国内における代表者を定め、次に掲げる事項を記載した認可申請書を内閣総理大臣に提出しなければならない。
its trade name or name;
商号又は名称
the location of its head office or principle office;
本店又は主たる事務所の所在の場所
the location of its office in Japan, if any;
国内に事務所があるときは、その所在の場所
the name and domestic address of its domestic representative;
国内における代表者の氏名及び国内の住所
the types and names of the foreign financial instruments markets in which the participants in the foreign financial instruments exchange (meaning the persons that make the purchase and sales of securities and foreign market derivatives transactions on the foreign financial instruments market, using input and output devices connected to the foreign financial instruments exchange (hereinafter the transaction is referred to as a "foreign market transaction"); the same applies hereinafter) conduct foreign market transactions;
外国金融商品取引所参加者(外国金融商品取引所入出力装置を使用した外国金融商品市場における有価証券の売買及び外国市場デリバティブ取引(以下「外国市場取引」という。)を行う者をいう。以下同じ。)に外国市場取引を行わせる外国金融商品市場の種類及び名称
the trade names or names of participants in the foreign financial instruments exchange; and
外国金融商品取引所参加者の商号、名称又は氏名
other particulars specified by Cabinet Office Order.
その他内閣府令で定める事項
The following documents must accompany the written application for authorization referred to in the preceding paragraph:
前項の認可申請書には、次に掲げる書類を添付しなければならない。
the articles of incorporation, as well as the operational rules and brokerage contract rules for foreign market transactions (including anything equivalent to these; hereinafter referred to as the "operational regulations" in this Chapter);
定款並びに外国市場取引に係る業務規程及び受託契約準則(これらに準ずるものを含む。以下この章において「業務規則」という。)
documents stating the things specified by Cabinet Office Order as constituting the business outline and business methods concerning foreign market transactions; and
外国市場取引に係る業務の内容及び方法として内閣府令で定めるものを記載した書類
other documents specified by Cabinet Office Order.
その他内閣府令で定める書類
Read this with the articles around it
(Application for Authorization)
A person seeking the authorization referred to in paragraph (1) of the preceding Article must designate a domestic representative and submit a written application for authorization to the Prime…
前条第一項の認可を受けようとする者は、国内における代表者を定め、次に掲げる事項を記載した認可申請書を内閣総理大臣に提出しなければならない。
Open this provision(Authorization)
Notwithstanding the provisions of Article 29 and Article 80, paragraph (1), with the authorization of the Prime Minster, the operator of a foreign financial instruments market may allow the persons…
外国金融商品市場を開設する者は、第二十九条及び第八十条第一項の規定にかかわらず、内閣総理大臣の認可を受けて、その使用する電子情報処理組織と次に掲げる者の使用に係る入出力装置(以下「外国金融商品取引所入出力装置」という。)とを接続することにより…
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
foreign financial instruments market
「外国金融商品市場」
A market located in a foreign state that is similar to a financial instruments exchange market (取引所金融商品市場).
Defined inArticle 2, paragraph (8), item (iii), (b)
foreign market derivatives transaction
「外国市場デリバティブ取引」
A transaction on a foreign financial instruments market (外国金融商品市場) that is similar to a market derivatives transaction (市場デリバティブ取引), other than one on the commodities listed in Article 2, paragraph (24), item (iii)-3 or on financial indicators limited to their prices and figures calculated from them.
Defined inArticle 2, paragraph (23)· applies throughout the law
officer
「役員」
A director, accounting advisor, company auditor or executive officer, or a person equivalent to one, in this Act other than Articles 163 to 167.
Defined inArticle 21, paragraph (1), item (i)· applies from here on, except in Articles 163 to 167
input and output devices connected to a foreign financial instruments exchangemachine translation
「外国金融商品取引所入出力装置」
The input and output devices of financial instruments business operators or registered financial institutions that an operator of a foreign financial instruments market, with the Prime Minister's authorization under Article 155, paragraph (1), connects to its electronic data processing system so they can trade on its market.
Short name set inArticle 155, paragraph (1)
foreign market transaction
「外国市場取引」
A purchase and sale of securities or a foreign market derivatives transaction (外国市場デリバティブ取引) carried out on a foreign financial instruments market using input and output devices connected to a foreign financial instruments exchange (外国金融商品取引所).
Short name set inArticle 155-2, paragraph (1), item (vi)
participant in a foreign financial instruments exchangemachine translation
「外国金融商品取引所参加者」
A person that carries out purchases and sales of securities and foreign market derivatives transactions on a foreign financial instruments market using input and output devices connected to a foreign financial instruments exchange (外国金融商品取引所入出力装置).
Defined inArticle 155-2, paragraph (1), item (vi)
operational regulations
「業務規則」
In Chapter V-2, the articles of incorporation and the business rules and brokerage contract rules (受託契約準則) for foreign market transactions (外国市場取引), and rules equivalent to them, of a foreign financial instruments exchange that applies for or holds authorization under that Chapter.
Short name set inArticle 155-2, paragraph (2), item (i)· applies only in this chapter
articles of incorporation
定款
A company's own basic rules, written by its founders when it is formed: at least its purpose, its trade name, where its head office is, the value of the property contributed at incorporation and who the founders are (Companies Act, Article 27). A stock company's must be certified by a notary before it takes effect (Article 30, paragraph (1)), and can later be changed by a resolution of the shareholders meeting (Article 466). Many rules in the Act apply "unless the articles of incorporation provide otherwise", so a company's articles decide a great deal of how the Act applies to it.
Written by AI using Companies Act, Arts. 26, 27, 30, 466, 575 as a reference.
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.