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Article 155-2Application for Authorization

第百五十五条の二(認可の申請)

A person seeking the authorization referred to in paragraph (1) of the preceding Article must designate a domestic representative and submit a written application for authorization to the Prime Minister, in which it states the following particulars:

前条第一項の認可を受けようとする者は、国内における代表者を定め、次に掲げる事項を記載した認可申請書を内閣総理大臣に提出しなければならない。

its trade name or name;

商号又は名称

the location of its head office or principle office;

本店又は主たる事務所の所在の場所

the location of its office in Japan, if any;

国内に事務所があるときは、その所在の場所

the titles and names of its officers;

役員の役職名及び氏名

the name and domestic address of its domestic representative;

国内における代表者の氏名及び国内の住所

the types and names of the foreign financial instruments markets in which the participants in the foreign financial instruments exchange (meaning the persons that make the purchase and sales of securities and foreign market derivatives transactions on the foreign financial instruments market, using input and output devices connected to the foreign financial instruments exchange (hereinafter the transaction is referred to as a "foreign market transaction"); the same applies hereinafter) conduct foreign market transactions;

外国金融商品取引所参加者(外国金融商品取引所入出力装置を使用した外国金融商品市場における有価証券の売買及び外国市場デリバティブ取引(以下「外国市場取引」という。)を行う者をいう。以下同じ。)に外国市場取引を行わせる外国金融商品市場の種類及び名称

外国金融商品取引所参加者の商号、名称又は氏名

other particulars specified by Cabinet Office Order.

その他内閣府令で定める事項

The following documents must accompany the written application for authorization referred to in the preceding paragraph:

前項の認可申請書には、次に掲げる書類を添付しなければならない。

the articles of incorporation, as well as the operational rules and brokerage contract rules for foreign market transactions (including anything equivalent to these; hereinafter referred to as the "operational regulations" in this Chapter);

定款並びに外国市場取引に係る業務規程及び受託契約準則(これらに準ずるものを含む。以下この章において「業務規則」という。)

documents stating the things specified by Cabinet Office Order as constituting the business outline and business methods concerning foreign market transactions; and

外国市場取引に係る業務の内容及び方法として内閣府令で定めるものを記載した書類

other documents specified by Cabinet Office Order.

その他内閣府令で定める書類

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