Article 155-10Supervisory Dispositions for Foreign Financial Instruments Exchanges
第百五十五条の十（外国金融商品取引所に対する監督上の処分）
If a foreign financial instruments exchange falls under any of the cases in the following items and the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may rescind the foreign financial instruments exchange's Article 155, paragraph (1) authorization, order the suspension of all or a part of foreign market transactions during a fixed period of no longer than six months, order a change in the business linked to foreign market transactions, or issue an order prohibiting performance of part of the business linked to foreign market transactions:
it becomes unable to satisfy the criteria set forth in the items of Article 155-3, paragraph (1);
第百五十五条の三第一項各号に掲げる基準に適合しなくなつたとき。
it comes to fall under Article 155-3, paragraph (2), items (ii) through (v);
第百五十五条の三第二項第二号から第五号までに該当することとなつたとき。
it violates the conditions attached to the authorization;
認可に付した条件に違反したとき。
it violates laws and regulations, etc. or the operational regulations, or, even though a participant in the foreign financial instruments exchange acts in violation of laws and regulations, etc. or the operational regulations, the foreign financial instruments exchange fails to exercise the powers accorded to it or to take any other necessary measures to cause the participant in the foreign financial instruments exchange to observe the laws and regulations, etc. or the operational regulations; or
法令等若しくは業務規則に違反したとき、又は外国金融商品取引所参加者が法令等若しくは業務規則に違反する行為をしたにもかかわらず、これに対し法令等若しくは業務規則を遵守させるために当該外国金融商品取引所に認められた権能を行使せずその他必要な措置をとることを怠つたとき。
the actions of the foreign financial instruments exchange or the status of foreign market transactions on the foreign financial instruments market it operates is found to be harmful for the public interest or to the protection of investors.
If the domestic representative of a foreign financial instruments exchange (if a foreign financial instruments exchange has a domestic office, this includes any officer stationed there; hereinafter the same applies in this paragraph) violates the laws and regulations, etc., the Prime Minister may order the foreign financial instruments exchange to dismiss that domestic representative.
Irrespective the category of procedures for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to order the suspension of all or a part of foreign market transactions, order a change in the business linked to foreign market transactions, or issue an order prohibiting performance of part of the business linked to foreign market transactions pursuant to the provisions of paragraph (1), the Prime Minister must conduct a hearing.
内閣総理大臣は、第一項の規定により外国市場取引の全部若しくは一部の停止又は外国市場取引に係る業務の変更若しくは一部の禁止を命じようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
Read this with the articles around it
(Supervisory Dispositions for Foreign Financial Instruments Exchanges)
If a foreign financial instruments exchange falls under any of the cases in the following items and the Prime Minister finds it to be necessary and appropriate in the public interest or for the…
内閣総理大臣は、外国金融商品取引所が次の各号のいずれかに該当する場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、当該外国金融商品取引所の第百五十五条第一項の認可を取り消し、六月以内の期間を定めて外国市場取引の全部若しくは一部の停止を命じ…
Open this provision(Supervisory Dispositions for Foreign Financial Instruments Exchanges)
If the domestic representative of a foreign financial instruments exchange (if a foreign financial instruments exchange has a domestic office, this includes any officer stationed there; hereinafter…
内閣総理大臣は、外国金融商品取引所の国内における代表者（国内に事務所がある場合にあつては、当該事務所に駐在する役員を含む。以下この項において同じ。）が法令等に違反したときは、当該外国金融商品取引所に対し、当該国内における代表者の解任を命ずることができる。
Open this provision(Examination Criteria for Authorization)
When an application for authorization under paragraph (1) of the preceding Article is filed, the Prime Minister must examine whether the application conforms to the following criteria:
内閣総理大臣は、前条第一項の規定による認可の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。
Open this provision(Examination Criteria for Authorization)
the applicant for authorization is a person that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act or the Act…
認可申請者がこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過するまでの者であるとき。
Open this provision(Examination Criteria for Authorization)
the applicant for authorization is a person that has had the authorization referred to in Article 155, paragraph (1) rescinded pursuant to the provisions of Article 155-6 or Article 155-10…
認可申請者が第百五十五条の六若しくは第百五十五条の十第一項の規定により第百五十五条第一項の認可を取り消され、第百五十六条の二十の十四第一項若しくは第二項の規定により第百五十六条の二十の二の免許を取り消され、第五十二条第一項若しくは第四項、第五十二条の二第一項若しくは第三項、第五十三条第三項…
Open this provision(Examination Criteria for Authorization)
the applicant for authorization has a person falling under any of the following persons as an officer or domestic representative;
認可申請者の役員又は国内における代表者のうちに次のいずれかに該当する者があるとき。
Open this provision(Examination Criteria for Authorization)
the authority responsible for the enforcement of the foreign laws or regulations that are equivalent to this Act in the country where the head office or principal office of the applicant for…
認可申請者の本店又は主たる事務所の所在する国のこの法律に相当する外国の法令を執行する当局の第百八十九条第二項第一号に規定する保証又はこれに準ずると認められるものがないとき。
Open this provision(Authorization)
Notwithstanding the provisions of Article 29 and Article 80, paragraph (1), with the authorization of the Prime Minster, the operator of a foreign financial instruments market may allow the persons…
外国金融商品市場を開設する者は、第二十九条及び第八十条第一項の規定にかかわらず、内閣総理大臣の認可を受けて、その使用する電子情報処理組織と次に掲げる者の使用に係る入出力装置（以下「外国金融商品取引所入出力装置」という。）とを接続することにより…
Open this provision(Procedures When Intending to Render Adverse Dispositions)
If an administrative agency intends to render adverse dispositions, as specified in this Chapter in accordance with the category referred to in the following items…
行政庁は、不利益処分をしようとする場合には、次の各号の区分に従い、この章の定めるところにより、当該不利益処分の名あて人となるべき者について、当該各号に定める意見陳述のための手続を執らなければならない。
Open this provisionforeign financial instruments market
「外国金融商品市場」
A market located in a foreign state that is similar to a financial instruments exchange market (取引所金融商品市場).
Defined inArticle 2, paragraph (8), item (iii), (b)
foreign financial instruments exchange
「外国金融商品取引所」
An operator of a foreign financial instruments market (外国金融商品市場) authorized by the Prime Minister under Article 155, paragraph (1) to let financial instruments business operators or registered financial institutions trade on its market through input and output devices connected to its electronic data processing system.
Defined inArticle 2, paragraph (26)· applies throughout the law
officer
「役員」
A director, accounting advisor, company auditor or executive officer, or a person equivalent to one, in this Act other than Articles 163 to 167.
Defined inArticle 21, paragraph (1), item (i)· applies from here on, except in Articles 163 to 167
foreign market transaction
「外国市場取引」
A purchase and sale of securities or a foreign market derivatives transaction (外国市場デリバティブ取引) carried out on a foreign financial instruments market using input and output devices connected to a foreign financial instruments exchange (外国金融商品取引所).
Short name set inArticle 155-2, paragraph (1), item (vi)
participant in a foreign financial instruments exchangemachine translation
「外国金融商品取引所参加者」
A person that carries out purchases and sales of securities and foreign market derivatives transactions on a foreign financial instruments market using input and output devices connected to a foreign financial instruments exchange (外国金融商品取引所入出力装置).
Defined inArticle 155-2, paragraph (1), item (vi)
operational regulations
「業務規則」
In Chapter V-2, the articles of incorporation and the business rules and brokerage contract rules (受託契約準則) for foreign market transactions (外国市場取引), and rules equivalent to them, of a foreign financial instruments exchange that applies for or holds authorization under that Chapter.
Short name set inArticle 155-2, paragraph (2), item (i)· applies only in this chapter
laws and regulations, etc.
「法令等」
In Article 155-3, paragraph (1), item (ii) and Article 155-10, laws and regulations, and dispositions of administrative agencies under them.
Short name set inArticle 155-3, paragraph (1), item (ii)· applies only in this item and in Article 155-10
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.