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Article 102-3Founders

第百二条の三(発起人)

It is not permissible for a person other than a financial instruments exchange, a financial instruments exchange holding company, or a parent commodity exchange, etc. (meaning a commodity exchange (excluding one that is a financial instruments exchange; the same applies hereinafter) that has a financial instruments exchange as its subsidiary company (meaning a subsidiary company as prescribed in Article 87-3, paragraph (3); hereinafter the same applies in this paragraph) or a commodity exchange holding company that has a financial instruments exchange as its subsidiary company (excluding a commodity exchange holding company that is a financial instruments exchange holding company; the same applies hereinafter); hereinafter the same applies in this Chapter) to incorporate as a self-regulatory organization.

自主規制法人は、金融商品取引所、金融商品取引所持株会社又は親商品取引所等(金融商品取引所を子会社(第八十七条の三第三項に規定する子会社をいう。以下この項において同じ。)とする商品取引所(金融商品取引所であるものを除く。以下同じ。)又は金融商品取引所を子会社とする商品取引所持株会社(金融商品取引所持株会社であるものを除く。以下同じ。)をいう。以下この章において同じ。)でなければ、設立することができない。

自主規制法人を設立するには、会員になろうとする金融商品取引所、金融商品取引所持株会社又は親商品取引所等が発起人とならなければならない。

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