Supplementary Provisions, Article 7Transitional Measures Accompanying Partial Amendment of the Financial Instruments and Exchange Act Pursuant to the Provisions of Article 2
第七条(第二条の規定による金融商品取引法の一部改正に伴う経過措置)
The provisions of Article 166 of the Financial Instruments and Exchange Act as amended by the provisions of Article 2 (hereinafter in this Article referred to as the "New Financial Instruments and Exchange Act") apply to the purchase and sale, etc. under that Article by a person who came to know a material fact concerning business or other particulars prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act that arose on or after the date of enforcement of the provisions set forth in Article 1, item (iii) of the Supplementary Provisions (hereinafter referred to as the "item (iii) effective date") (limited, in the case of a decision not to carry out the matter set forth in item (ix) of paragraph (2) of that Article made by the organ of a listed company, etc. which is responsible for making decisions on the execution of operations prescribed in that item, to cases where the decision of that organ to carry out that matter was made on or after the item (iii) effective date) or by a person who received communication of such facts, and the provisions then in force continue to govern the purchase and sale, etc. under Article 166 of the Financial Instruments and Exchange Act by a person who came to know a material fact concerning business or other particulars prescribed in Article 166, paragraph (1) of the Financial Instruments and Exchange Act prior to amendment by the provisions of Article 2 that arose before the item (iii) effective date (including, in the case of a decision not to carry out the matter set forth in item (ix) of paragraph (2) of that Article made by the organ of a listed company, etc. which is responsible for making decisions on the execution of operations prescribed in that item, cases where the decision of that organ to carry out that matter was made before the item (iii) effective date and the decision not to carry out that matter was made on or after the item (iii) effective date) or by a person who received communication of such facts.
第二条の規定による改正後の金融商品取引法(以下この条において「新金融商品取引法」という。)第百六十六条の規定は、附則第一条第三号に掲げる規定の施行の日(以下「第三号施行日」という。)以後に生じた新金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実(同条第二項第九号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては、当該事項を行うことについての当該機関の決定が第三号施行日以後に行われた場合に係るものに限る。)を知った者又はこれらの事実の伝達を受けた者の同条の売買等について適用し、第三号施行日前に生じた第二条の規定による改正前の金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実(同条第二項第九号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては、当該事項を行うことについての当該機関の決定が第三号施行日前に行われ、かつ、当該事項を行わない旨の決定が第三号施行日以後に行われた場合に係るものを含む。)を知った者又はこれらの事実の伝達を受けた者の金融商品取引法第百六十六条の売買等については、なお従前の例による。
The provisions of Article 167-2, paragraph (1) of the New Financial Instruments and Exchange Act (limited to the part pertaining to those prescribed in Article 166, paragraph (2), item (ix), (c) or (d) among the material facts concerning business or other particulars prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act) apply to the act of making the communication under Article 167-2, paragraph (1) of the New Financial Instruments and Exchange Act or recommending the purchase and sale, etc. under that paragraph, in the case of coming to know a material fact concerning business or other particulars prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act (limited to those prescribed in item (ix), (c) or (d) of paragraph (2) of that Article) that arose on or after the item (iii) effective date (limited, in the case of a decision not to carry out the matter set forth in (c) or (d) of that item made by the organ of a listed company, etc. which is responsible for making decisions on the execution of operations prescribed in that item, to cases where the decision of that organ to carry out that matter was made on or after the item (iii) effective date).
新金融商品取引法第百六十七条の二第一項の規定(新金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実のうち同条第二項第九号ハ又はニに規定するものに係る部分に限る。)は、新金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実(同号ハ又はニに規定するものに限る。)であって第三号施行日以後に生じたもの(同号に規定する上場会社等の業務執行を決定する機関がした同号ハ又はニに掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が第三号施行日以後に行われた場合に係るものに限る。)を知った場合における新金融商品取引法第百六十七条の二第一項の伝達をし、又は同項の売買等をすることを勧める行為について適用する。
(Acts Prohibited for Company Insiders)
A person set forth in the following items (hereinafter referred to as a "company insider" in this Article) that comes to know a material fact about the business of a listed company…
次の各号に掲げる者(以下この条において「会社関係者」という。)であつて、上場会社等に係る業務等に関する重要事実(当該上場会社等の子会社に係る会社関係者(当該上場会社等に係る会社関係者に該当する者を除く。)については、当該子会社の業務等に関する重要事実であつて、次項第五号から第八号までに規定するものに限る。以下同じ。)…
Open this provision(Acts Prohibited for Company Insiders)
A person set forth in the following items (hereinafter referred to as a "company insider" in this Article) that comes to know a material fact about the business of a listed company…
次の各号に掲げる者(以下この条において「会社関係者」という。)であつて、上場会社等に係る業務等に関する重要事実(当該上場会社等の子会社に係る会社関係者(当該上場会社等に係る会社関係者に該当する者を除く。)については、当該子会社の業務等に関する重要事実であつて、次項第五号から第八号までに規定するものに限る。以下同じ。)…
Open this provision(Acts Prohibited for Company Insiders)
a decision by the organ of the listed company, etc. (limited to a listed investment corporation, etc.; hereinafter the same applies in the following item to item (xiv)) which is responsible for…
当該上場会社等(上場投資法人等に限る。次号から第十四号までにおいて同じ。)の業務執行を決定する機関が次に掲げる事項を行うことについての決定をしたこと又は当該機関が当該決定(公表がされたものに限る。)に係る事項を行わないことを決定したこと。
Open this provision(Prohibition of Providing Information on Unpublished Material Facts)
The corporate insider prescribed in Article 166, paragraph (1) of a listed company, etc. (including the person prescribed in the second sentence of that paragraph) that has come to know a material…
上場会社等に係る第百六十六条第一項に規定する会社関係者(同項後段に規定する者を含む。)であつて、当該上場会社等に係る同項に規定する業務等に関する重要事実を同項各号に定めるところにより知つたものは、他人に対し…
Open this provisionEffective Date
the provisions of Article 2; the provisions of Article 4 amending Article 11-4, paragraphs (1) and (3) and Article 93, paragraph (2) of the Agricultural Co-operatives Act…
第二条の規定、第四条中農業協同組合法第十一条の四第一項及び第三項並びに第九十三条第二項の改正規定、第五条中水産業協同組合法第十一条の十一第一項及び第三項並びに第百二十二条第二項の改正規定、第九条の規定、第十四条中銀行法第十三条第一項及び第三項、第二十四条第二項…
Open this provisionTransitional Measures Accompanying Partial Amendment of the Financial Instruments and Exchange Act Pursuant to the Provisions of Article 2
The provisions of Article 166 of the Financial Instruments and Exchange Act as amended by the provisions of Article 2…
第二条の規定による改正後の金融商品取引法(以下この条において「新金融商品取引法」という。)第百六十六条の規定は、附則第一条第三号に掲げる規定の施行の日(以下「第三号施行日」という。)以後に生じた新金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実(同条第二項第九号に規定する上場会社等の業務執行を決定する…
Open this provisionlisted company, etc.
「上場会社等」
In the table in Article 24-5, paragraph (1), a company that issues the securities in Article 24, paragraph (1), item (i) or securities whose circulation is comparable, or another body a Cabinet Order (政令) specifies.
Short name set inArticle 24-5, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 2 of Act No. 45 of 2013.
Short name set inSupplementary Provisions, Article 7, paragraph (1)· applies only in this article
item (iii) effective datemachine translation
「第三号施行日」
The date the provisions listed in Article 1, item (iii) of the supplementary provisions (附則) of Act No. 45 of 2013 come into effect, a date a Cabinet Order (政令) sets within one year and six months of the Act's promulgation.
Short name set inSupplementary Provisions, Article 7, paragraph (1)