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Supplementary Provisions, Article 7Transitional Measures Accompanying Partial Amendment of the Financial Instruments and Exchange Act Pursuant to the Provisions of Article 2

第七条(第二条の規定による金融商品取引法の一部改正に伴う経過措置)

The provisions of Article 166 of the Financial Instruments and Exchange Act as amended by the provisions of (hereinafter in this Article referred to as the "New Financial Instruments and Exchange Act") apply to the purchase and sale, etc. under that Article by a person who came to know a material fact concerning business or other particulars prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act that arose on or after the date of enforcement of the provisions set forth in Article 1, item (iii) of the Supplementary Provisions (hereinafter referred to as the "item (iii) effective date") (limited, in the case of a decision not to carry out the matter set forth in item (ix) of paragraph (2) of that Article made by the organ of a listed company, etc. which is responsible for making decisions on the execution of operations prescribed in that item, to cases where the decision of that organ to carry out that matter was made on or after the item (iii) effective date) or by a person who received communication of such facts, and the provisions then in force continue to govern the purchase and sale, etc. under Article 166 of the Financial Instruments and Exchange Act by a person who came to know a material fact concerning business or other particulars prescribed in prior to amendment by the provisions of that arose before the item (iii) effective date (including, in the case of a decision not to carry out the matter set forth in made by the organ of a listed company, etc. which is responsible for making decisions on the execution of operations prescribed in , cases where the decision of that organ to carry out that matter was made before the item (iii) effective date and the decision not to carry out that matter was made on or after the item (iii) effective date) or by a person who received communication of such facts.

の規定による改正後の金融商品取引法(以下この条において「新金融商品取引法」という。)第百六十六条の規定は、附則第一条第三号に掲げる規定の施行の日(以下「第三号施行日」という。)以後に生じた新金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実(同条第二項第九号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては、当該事項を行うことについての当該機関の決定が第三号施行日以後に行われた場合に係るものに限る。)を知った者又はこれらの事実の伝達を受けた者の同条の売買等について適用し、第三号施行日前に生じたの規定による改正前のに規定する業務等に関する重要事実(に規定する上場会社等の業務執行を決定する機関がしたに掲げる事項を行わない旨の決定にあっては、当該事項を行うことについての当該機関の決定が第三号施行日前に行われ、かつ、当該事項を行わない旨の決定が第三号施行日以後に行われた場合に係るものを含む。)を知った者又はこれらの事実の伝達を受けた者の金融商品取引法第百六十六条の売買等については、なお従前の例による。

The provisions of Article 167-2, paragraph (1) of the New Financial Instruments and Exchange Act (limited to the part pertaining to those prescribed in Article 166, paragraph (2), item (ix), (c) or (d) among the material facts concerning business or other particulars prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act) apply to the act of making the communication under Article 167-2, paragraph (1) of the New Financial Instruments and Exchange Act or recommending the purchase and sale, etc. under that paragraph, in the case of coming to know a material fact concerning business or other particulars prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act (limited to those prescribed in item (ix), (c) or (d) of paragraph (2) of that Article) that arose on or after the item (iii) effective date (limited, in the case of a decision not to carry out the matter set forth in (c) or (d) of that item made by the organ of a listed company, etc. which is responsible for making decisions on the execution of operations prescribed in that item, to cases where the decision of that organ to carry out that matter was made on or after the item (iii) effective date).

新金融商品取引法第百六十七条の二第一項の規定(新金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実のうち同条第二項第九号ハ又はニに規定するものに係る部分に限る。)は、新金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実(同号ハ又はニに規定するものに限る。)であって第三号施行日以後に生じたもの(同号に規定する上場会社等の業務執行を決定する機関がした同号ハ又はニに掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が第三号施行日以後に行われた場合に係るものに限る。)を知った場合における新金融商品取引法第百六十七条の二第一項の伝達をし、又は同項の売買等をすることを勧める行為について適用する。

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