Supplementary Provisions, Article 4
第四条
The provisions of Article 13, paragraph (2) and Article 23-12, paragraph (7) of the New Financial Instruments and Exchange Act (including where these provisions are applied mutatis mutandis pursuant to Article 27 of the New Financial Instruments and Exchange Act) apply to a public offering of securities or secondary distribution of securities commenced on or after the effective date (meaning a public offering of securities or secondary distribution of securities prescribed in Article 13, paragraph (1) of the New Financial Instruments and Exchange Act), and the provisions then in force continue to govern a public offering of securities or secondary distribution of securities commenced before the effective date (meaning a public offering of securities or secondary distribution of securities prescribed in Article 13, paragraph (1) of the Former Financial Instruments and Exchange Act).
新金融商品取引法第十三条第二項及び第二十三条の十二第七項（これらの規定を新金融商品取引法第二十七条において準用する場合を含む。）の規定は、施行日以後に開始する有価証券の募集又は売出し（新金融商品取引法第十三条第一項に規定する有価証券の募集又は売出しをいう。）について適用し、施行日前に開始した有価証券の募集又は売出し（旧金融商品取引法第十三条第一項に規定する有価証券の募集又は売出しをいう。）については、なお従前の例による。
(Preparation of the Prospectus and Prohibition against the Use of a Prospectus Containing a False Statement)
The issuer of securities whose public offering or secondary distribution (including General Solicitation Involving Securities Acquired by a qualified institutional investor (excluding anything…
その募集又は売出し（適格機関投資家取得有価証券一般勧誘（有価証券の売出しに該当するものを除く。）及び特定投資家等取得有価証券一般勧誘（有価証券の売出しに該当するものを除く。）を含む。以下この条並びに第十五条第二項から第四項まで及び第六項において同じ。）につき第四条第一項本文…
Open this provision(Preparation of the Prospectus and Prohibition against the Use of a Prospectus Containing a False Statement)
For the category of cases set forth in the following items, the details of the particulars that are specified in that item must be stated in the prospectus referred to in the preceding paragraph…
前項の目論見書は、次の各号に掲げる場合の区分に応じ、当該各号に定める事項に関する内容を記載しなければならない。ただし、第一号に掲げる場合の目論見書については、第五条第一項ただし書の規定により同項第一号のうち発行価格その他の内閣府令で定める事項（以下この項及び第十五条第五項において「発行価格等」という。）を記載しないで…
Open this provision(Mutatis Mutandis Application of Relevant Provisions for Shelf Registration Statements)
If the issuer, a person that engages in secondary distribution of securities, an underwriter, a financial instruments business operator, a registered financial institution or a financial instruments…
発行者、有価証券の売出しをする者、引受人、金融商品取引業者、登録金融機関若しくは金融商品仲介業者又は金融サービス仲介業者が、発行登録を行つた有価証券を募集又は売出しにより取得させ、又は売り付ける場合において…
Open this provision(Mutatis Mutandis Application of Provisions for an Issuer That Is Not a Company)
The provisions of Article 2-3; Articles 5 through 13; Articles 15 through 24-5-2; and Article 24-7 through the preceding Article apply mutatis mutandis if the issuer is a person other than a company…
第二条の三、第五条から第十三条まで、第十五条から第二十四条の五の二まで及び第二十四条の七から前条までの規定は、発行者が会社以外の者（第五条第六項から第九項まで、第七条第二項、第九条第二項、第十条第二項、第二十四条第八項から第十三項まで、第二十四条の二第四項、第二十四条の四の二第六項（第二十四条の五の二第一項において準…
Open this provisionpublic offering of securities
「有価証券の募集」
A public offering of securities: a solicitation of applications to acquire newly issued securities (取得勧誘) that, for paragraph (1) securities (第一項有価証券), is made to many persons as a Cabinet Order (政令) sets or falls under none of the exemptions for solicitations made only to qualified institutional investors, only to professional investors, or to a small number of persons, and that, for paragraph (2) securities (第二項有価証券), will lead a fairly large number of persons, as a Cabinet Order sets, to hold the securities.
Defined inArticle 2, paragraph (3)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 1 of Act No. 49 of 2011.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 49 of 2011, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
Former Financial Instruments and Exchange Actmachine translation
「旧金融商品取引法」
This Act as it stood before Article 1 of Act No. 49 of 2011 amended it.
Short name set inSupplementary Provisions, Article 2, paragraph (1)