Supplementary Provisions, Article 18
第十八条
With regard to a disclosure document for offerings prescribed in Article 172, paragraph (3) of the Former Financial Instruments and Exchange Act that contains a false statement regarding a material particular and for which three years have elapsed since the day on which the document was submitted, without a decision to commence trial procedures having been issued under Article 178, paragraph (1) of the Former Financial Instruments and Exchange Act at the time this Act comes into effect, notwithstanding Article 178, paragraph (7) of the New Financial Instruments and Exchange Act, no decision to commence trial procedures under paragraph (1) of that Article may be issued for the fact set forth in item (ii) of that paragraph.
重要な事項につき虚偽の記載がある旧金融商品取引法第百七十二条第三項に規定する発行開示書類であって、この法律の施行の際旧金融商品取引法第百七十八条第一項の規定による審判手続開始の決定がされることなくその書類を提出した日から三年を経過しているものについては、新金融商品取引法第百七十八条第七項の規定にかかわらず、同条第一項第二号に掲げる事実について、同項の規定による審判手続開始の決定をすることができない。
With regard to a secondary distribution prescribed in Article 172, paragraph (4) of the Former Financial Instruments and Exchange Act that pertains to a prospectus prescribed in that paragraph that contains a false statement regarding a material particular, and for which three years have elapsed since the day on which the act was commenced, without a decision to commence trial procedures having been issued under Article 178, paragraph (1) of the Former Financial Instruments and Exchange Act at the time this Act comes into effect, notwithstanding Article 178, paragraph (8) of the New Financial Instruments and Exchange Act, no decision to commence trial procedures under paragraph (1) of that Article may be issued for the fact set forth in item (ii) of that paragraph.
旧金融商品取引法第百七十二条第四項に規定する重要な事項につき虚偽の記載がある同項に規定する目論見書に係る同項に規定する売出しであって、この法律の施行の際旧金融商品取引法第百七十八条第一項の規定による審判手続開始の決定がされることなくその行為を開始した日から三年を経過しているものについては、新金融商品取引法第百七十八条第八項の規定にかかわらず、同条第一項第二号に掲げる事実について、同項の規定による審判手続開始の決定をすることができない。
With regard to an ongoing disclosure document prescribed in Article 178, paragraph (5) of the Former Financial Instruments and Exchange Act that contains a false statement regarding a material particular and for which three years have elapsed since the day on which the document was submitted, without a decision to commence trial procedures having been issued under paragraph (1) of that Article at the time this Act comes into effect, notwithstanding Article 178, paragraph (11) of the New Financial Instruments and Exchange Act, no decision to commence trial procedures under paragraph (1) of that Article may be issued for the fact set forth in item (iv) of that paragraph.
重要な事項につき虚偽の記載がある旧金融商品取引法第百七十八条第五項に規定する継続開示書類であって、この法律の施行の際同条第一項の規定による審判手続開始の決定がされることなくその書類を提出した日から三年を経過しているものについては、新金融商品取引法第百七十八条第十一項の規定にかかわらず、同条第一項第四号に掲げる事実について、同項の規定による審判手続開始の決定をすることができない。
With regard to a violation prescribed in Article 173, paragraph (1) of the Former Financial Instruments and Exchange Act for which three years have elapsed since the day on which the act was committed, without a decision to commence trial procedures having been issued under Article 178, paragraph (1) of the Former Financial Instruments and Exchange Act at the time this Act comes into effect, notwithstanding Article 178, paragraph (22) of the New Financial Instruments and Exchange Act, no decision to commence trial procedures under paragraph (1) of that Article may be issued for the fact set forth in item (xii) of that paragraph.
旧金融商品取引法第百七十三条第一項に規定する違反行為であって、この法律の施行の際旧金融商品取引法第百七十八条第一項の規定による審判手続開始の決定がされることなくその行為が行われた日から三年を経過しているものについては、新金融商品取引法第百七十八条第二十二項の規定にかかわらず、同条第一項第十二号に掲げる事実について、同項の規定による審判手続開始の決定をすることができない。
With regard to a violation prescribed in Article 174, paragraph (1) of the Former Financial Instruments and Exchange Act for which three years have elapsed since the day on which the act ended, without a decision to commence trial procedures having been issued under Article 178, paragraph (1) of the Former Financial Instruments and Exchange Act at the time this Act comes into effect, notwithstanding Article 178, paragraph (24) of the New Financial Instruments and Exchange Act, no decision to commence trial procedures under paragraph (1) of that Article may be issued for the fact set forth in item (xiv) of that paragraph.
旧金融商品取引法第百七十四条第一項に規定する違反行為であって、この法律の施行の際旧金融商品取引法第百七十八条第一項の規定による審判手続開始の決定がされることなくその行為が終了した日から三年を経過しているものについては、新金融商品取引法第百七十八条第二十四項の規定にかかわらず、同条第一項第十四号に掲げる事実について、同項の規定による審判手続開始の決定をすることができない。
With regard to a purchase and sale, etc. prescribed in Article 166, paragraph (1) of the Former Financial Instruments and Exchange Act for which three years have elapsed since the day on which the act was carried out, without a decision to commence trial procedures having been issued under Article 178, paragraph (1) of the Former Financial Instruments and Exchange Act at the time this Act comes into effect, notwithstanding Article 178, paragraph (26) of the New Financial Instruments and Exchange Act, no decision to commence trial procedures under paragraph (1) of that Article may be issued for the fact set forth in item (xvi) of that paragraph.
旧金融商品取引法第百六十六条第一項に規定する売買等であって、この法律の施行の際旧金融商品取引法第百七十八条第一項の規定による審判手続開始の決定がされることなくその行為が行われた日から三年を経過しているものについては、新金融商品取引法第百七十八条第二十六項の規定にかかわらず、同条第一項第十六号に掲げる事実について、同項の規定による審判手続開始の決定をすることができない。
With regard to a purchase, etc. of specified share certificates, etc. or related share certificates, etc. prescribed in Article 167, paragraph (1) of the Former Financial Instruments and Exchange Act, or a sale, etc. of share certificates, etc. prescribed in that paragraph, for which three years have elapsed since the day on which the act was carried out, without a decision to commence trial procedures having been issued under Article 178, paragraph (1) of the Former Financial Instruments and Exchange Act at the time this Act comes into effect, notwithstanding Article 178, paragraph (27) of the New Financial Instruments and Exchange Act, no decision to commence trial procedures under paragraph (1) of that Article may be issued for the fact set forth in item (xvi) of that paragraph.
旧金融商品取引法第百六十七条第一項に規定する特定株券等若しくは関連株券等に係る買付け等又は同項に規定する株券等に係る売付け等であって、この法律の施行の際旧金融商品取引法第百七十八条第一項の規定による審判手続開始の決定がされることなくその行為が行われた日から三年を経過しているものについては、新金融商品取引法第百七十八条第二十七項の規定にかかわらず、同条第一項第十六号に掲げる事実について、同項の規定による審判手続開始の決定をすることができない。
(Decision to Commence Trial Procedures)
If the Prime Minister finds that any of the following facts have occurred, the Prime Minister must issue a decision to commence trial procedures for a case that involves that fact:
内閣総理大臣は、次に掲げる事実のいずれかがあると認めるときは、当該事実に係る事件について審判手続開始の決定をしなければならない。
Open this provision(Decision to Commence Trial Procedures)
a fact that falls under Article 173, paragraph (1);
第百七十三条第一項に該当する事実
Open this provision(Decision to Commence Trial Procedures)
a fact that falls under Article 174-2, paragraph (1);
第百七十四条の二第一項に該当する事実
Open this provision(Decision to Commence Trial Procedures)
a fact that falls under Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (9) of that Article) or paragraph (2) of that Article;
第百七十五条第一項（同条第九項において準用する場合を含む。）又は第二項に該当する事実
Open this provision(Decision to Commence Trial Procedures)
a fact that falls under Article 172-2, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (4) of that Article), paragraph (2) of that Article…
第百七十二条の二第一項（同条第四項において準用する場合を含む。）、第二項（同条第五項において準用する場合を含む。）又は第六項に該当する事実
Open this provision(Decision to Commence Trial Procedures)
a fact that falls under Article 172-4, paragraph (1) or paragraph (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article);
第百七十二条の四第一項又は第二項（同条第三項において準用する場合を含む。）に該当する事実
Open this provision(Decision to Commence Trial Procedures)
Once five years have elapsed since the respective days of submission of an annual securities report, etc. or a semiannual securities or extraordinary report…
重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている有価証券報告書等又は半期・臨時報告書等のそれぞれを提出した日から五年を経過したときは、内閣総理大臣は、当該有価証券報告書等又は半期・臨時報告書等に係る第一項第四号に掲げる事実について、審判手続開始の決定をすることができない。
Open this provision(Decision to Commence Trial Procedures)
When seven years have elapsed from the day when a person submitting disclosure documents, etc. prescribed in Article 172-12, paragraph (1) submitted, provided or publicly announced the fake…
第百七十二条の十二第一項に規定する開示書類提出者等が同項に規定する虚偽開示書類等を提出し、提供し又は公表した日から七年を経過したときは、内閣総理大臣は、当該虚偽開示書類等に係る第一項第十一号の二に掲げる事実について、審判手続開始の決定をすることができない。
Open this provision(Decision to Commence Trial Procedures)
Once five years have elapsed since the day on which the violation prescribed in Article 174, paragraph (1) ends, the Prime Minister may not issue a decision to commence trial procedures based on the…
第百七十四条第一項に規定する違反行為が終了した日から五年を経過したときは、内閣総理大臣は、当該違反行為に係る第一項第十三号に掲げる事実について、審判手続開始の決定をすることができない。
Open this provision(Decision to Commence Trial Procedures)
Once five years have elapsed since the day on which a violation prescribed in Article 174-3, paragraph (1) ends, the Prime Minister may not issue a decision to commence trial procedures based on the…
第百七十四条の三第一項に規定する違反行為が終了した日から五年を経過したときは、内閣総理大臣は、当該違反行為に係る第一項第十五号に掲げる事実について、審判手続開始の決定をすることができない。
Open this provision(Decision to Commence Trial Procedures)
Once five years have elapsed since the day on which a purchase and sale, etc. prescribed in Article 166, paragraph (1) is conducted, the Prime Minister may not issue a decision to commence trial…
第百六十六条第一項に規定する売買等が行われた日から五年を経過したときは、内閣総理大臣は、当該売買等に係る第一項第十六号に掲げる事実について、審判手続開始の決定をすることができない。
Open this provision(Decision to Commence Trial Procedures)
Once five years have elapsed since the day of submission of a disclosure document for offerings prescribed in Article 172-2, paragraph (3) that contains a false statement about a material particular…
重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている第百七十二条の二第三項に規定する発行開示書類を提出した日から五年を経過したときは、内閣総理大臣は、当該発行開示書類に係る第一項第二号に掲げる事実について、審判手続開始の決定をすることができない。
Open this provision(Decision to Commence Trial Procedures)
Once five years have elapsed since the opening day of a secondary distribution under a prospectus that contains a false statement about a material particular provided for in Article 172-2…
第百七十二条の二第四項に規定する重要な事項につき虚偽の記載があり、又は記載すべき同項に規定する重要な事項の記載が欠けている目論見書に係る売出しを開始した日から五年を経過したときは、内閣総理大臣は、当該目論見書に係る第一項第二号に掲げる事実について、審判手続開始の決定をすることができない。
Open this provisionprospectus
「目論見書」
A document setting out an explanation of the issuer's business and other matters, for a public offering or secondary distribution of securities, or for a general solicitation of securities acquired by qualified institutional investors (適格機関投資家取得有価証券一般勧誘) under Article 4, paragraph (2) or of securities acquired by professional investors, etc. (特定投資家等取得有価証券一般勧誘) under Article 4, paragraph (3) that is not a secondary distribution, which is delivered to the other party, or delivered when the other party asks for it.
Defined inArticle 2, paragraph (10)· applies throughout the law
disclosure document for offerings
「発行開示書類」
A securities registration statement and the documents filed with it under Article 5, an amended registration statement under Article 7, paragraph (1), Article 9, paragraph (1) or Article 10, paragraph (1), a shelf registration statement (発行登録書) and its attachments, an amended shelf registration statement (訂正発行登録書), or a shelf registration supplement (発行登録追補書類) and its attachments, each with the reference documents (参照書類) for it, including where those provisions apply under Article 27.
Defined inArticle 172-2, paragraph (3)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 1 of Act No. 65 of 2008.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
Former Financial Instruments and Exchange Actmachine translation
「旧金融商品取引法」
This Act as it stood before Article 1 of Act No. 65 of 2008 amended it.
Short name set inSupplementary Provisions, Article 2, paragraph (1)