Supplementary Provisions, Article 17
第十七条
The provisions of Article 175 of the New Financial Instruments and Exchange Act apply to a purchase and sale, etc. prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act, or a purchase, etc. of specified share certificates, etc. or related share certificates, etc. or a sale, etc. of share certificates, etc. prescribed in Article 167, paragraph (1) of the New Financial Instruments and Exchange Act, that is carried out on or after the effective date, and the provisions then in force continue to govern a purchase and sale, etc. prescribed in Article 166, paragraph (1) of the Former Financial Instruments and Exchange Act, or a purchase, etc. of specified share certificates, etc. or related share certificates, etc. or a sale, etc. of share certificates, etc. prescribed in Article 167, paragraph (1) of the Former Financial Instruments and Exchange Act, that was carried out before the effective date.
新金融商品取引法第百七十五条の規定は、施行日以後に行われる新金融商品取引法第百六十六条第一項に規定する売買等又は新金融商品取引法第百六十七条第一項に規定する特定株券等若しくは関連株券等に係る買付け等若しくは同項に規定する株券等に係る売付け等について適用し、施行日前に行われた旧金融商品取引法第百六十六条第一項に規定する売買等又は旧金融商品取引法第百六十七条第一項に規定する特定株券等若しくは関連株券等に係る買付け等若しくは同項に規定する株券等に係る売付け等については、なお従前の例による。
(Acts Prohibited for Company Insiders)
A person set forth in the following items (hereinafter referred to as a "company insider" in this Article) that comes to know a material fact about the business of a listed company…
次の各号に掲げる者（以下この条において「会社関係者」という。）であつて、上場会社等に係る業務等に関する重要事実（当該上場会社等の子会社に係る会社関係者（当該上場会社等に係る会社関係者に該当する者を除く。）については、当該子会社の業務等に関する重要事実であつて、次項第五号から第八号までに規定するものに限る。以下同じ。）…
Open this provision(Acts Prohibited for Persons Affiliated with the Tender Offeror)
A person set forth in any of the following items (hereinafter referred to as a "person affiliated with the tender offeror, etc." in this Article) that comes to know the fact that a tender offer…
次の各号に掲げる者（以下この条において「公開買付者等関係者」という。）であつて、第二十七条の二第一項に規定する株券等で金融商品取引所に上場されているもの、店頭売買有価証券若しくは取扱有価証券に該当するもの（以下この条において「上場等株券等」という。）の同項に規定する公開買付け（同項本文の規定の適用を受ける場合に限る。…
Open this provision(Administrative Monetary Penalty Payment Order Issued to a Person That Violates Acts Prohibited for Company Insiders)
If a person violates the provisions of Article 166 paragraph (1) or (3) in making a purchase and sale, etc. prescribed in Article 166 paragraph (1), the Prime Minister must…
第百六十六条第一項又は第三項の規定に違反して、同条第一項に規定する売買等をした者があるときは、内閣総理大臣は、次節に定める手続に従い、その者に対し、次の各号に掲げる場合の区分に応じ…
Open this provisionpurchase and sale, etc.machine translation
「売買等」
In Article 166 and the provisions it names, a purchase and sale or other transfer or acquisition for value of a listed company's regulated securities, etc. (特定有価証券等), a succession to them in a merger or company split, or a derivatives transaction in them.
Short name set inArticle 166, paragraph (1)· applies only in this article and in Article 167-2, paragraph (1); Article 175-2, paragraph (1); and Article 197-2, paragraph (1), item (xiv)
share certificates, etc.
「株券等」
In Article 167, Article 167-2, paragraph (2), Article 175-2 and Article 197-2, paragraph (1), item (xv), specified share certificates, etc. (特定株券等) — share certificates, corporate bond certificates with share options and other securities a Cabinet Order (政令) specifies, issued by the company whose shares are the subject of a tender offer, etc. — and related share certificates, etc. (関連株券等), such as securities under Article 2, paragraph (1), item (xix) that represent options on them.
Short name set inArticle 167, paragraph (1)· applies only in this article and in Article 167-2, paragraph (2); Article 175-2; and Article 197-2, paragraph (1), item (xv)
specified share certificates, etc.machine translation
「特定株券等」
In Article 167, paragraph (1), share certificates, corporate bond certificates with share options (新株予約権付社債券) and other securities a Cabinet Order (政令) specifies, issued by the company that issues the listed or other share certificates, etc. (上場等株券等) or listed share certificates, etc. (上場株券等) for which a tender offer, etc. (公開買付け等) is made.
Short name set inArticle 167, paragraph (1)· applies only in this paragraph
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 1 of Act No. 65 of 2008.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 65 of 2008, to which these supplementary provisions (附則) belong, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)· applies from here on, except in Supplementary Provisions, Article 3
Former Financial Instruments and Exchange Actmachine translation
「旧金融商品取引法」
This Act as it stood before Article 1 of Act No. 65 of 2008 amended it.
Short name set inSupplementary Provisions, Article 2, paragraph (1)