Supplementary Provisions, Article 57
第五十七条
In the case where a registered financial institution (meaning a registered financial institution prescribed in Article 2, paragraph (11) of the New Financial Instruments and Exchange Act) receives, for the first time after the enforcement of this Act, an application for a financial instruments transaction contract from a customer (limited to a person set forth in Article 2, paragraph (31), item (iv) of the New Financial Instruments and Exchange Act), and has, before the enforcement of this Act, notified that customer, in accordance with Article 34 of the New Financial Instruments and Exchange Act, that after the enforcement of this Act the customer will be able to make a request under Article 34-2, paragraph (1) of the New Financial Instruments and Exchange Act, the registered financial institution is deemed to have given that customer the notification prescribed in Article 34 of the New Financial Instruments and Exchange Act.
登録金融機関（新金融商品取引法第二条第十一項に規定する登録金融機関をいう。）は、この法律の施行後最初に金融商品取引契約の申込みを顧客（新金融商品取引法第二条第三十一項第四号に掲げる者に限る。）から受けた場合であって、この法律の施行前に、当該顧客に対し、この法律の施行後に当該顧客が新金融商品取引法第三十四条の二第一項の規定による申出ができる旨を新金融商品取引法第三十四条の例により告知しているときには、当該顧客に対し、同条に規定する告知をしたものとみなす。
(Definitions)
The term "financial instruments intermediary service" as used in this Act means services that fall under the category of any of the following acts…
この法律において「金融商品仲介業」とは、金融商品取引業者（第二十八条第一項に規定する第一種金融商品取引業（第二十九条の四の二第九項に規定する第一種少額電子募集取扱業務及び第二十九条の四の四第八項に規定する非上場有価証券特例仲介等業務を除く。）又は第二十八条第四項に規定する投資運用業（第二十九条の五第一項に規定する適格…
Open this provision(Definitions)
investor protection funds prescribed in Article 79-21 and other corporations specified by Cabinet Office Order beyond those set forth in the preceding three items.
前三号に掲げるもののほか、第七十九条の二十一に規定する投資者保護基金その他の内閣府令で定める法人
Open this provision(Obligation to Notify Professional Investors)
If a financial instruments business operator, etc. (meaning a financial instruments business operator or registered financial institution; the same applies hereinafter) receives an offer from a…
金融商品取引業者等（金融商品取引業者又は登録金融機関をいう。以下同じ。）は、顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約（以下「金融商品取引契約」という。）の申込みを特定投資家（同条第三十一項第四号に掲げる者に限る。）から受けた場合であ…
Open this provision(Cases in Which a Professional Investor Is Deemed to Be a Customer Other Than a Professional Investor)
For each contract type, a professional investor (limited to one as set forth in Article 2, paragraph (31), item (iv)) may request a financial instruments business operator…
特定投資家（第二条第三十一項第四号に掲げる者に限る。）は、金融商品取引業者等に対し、契約の種類ごとに、当該契約の種類に属する金融商品取引契約に関して自己を特定投資家以外の顧客として取り扱うよう申し出ることができる。
Open this provisionregistered financial institutionmachine translation
「登録金融機関」
A bank, cooperative financial institution (協同組織金融機関) or other financial institution a Cabinet Order (政令) specifies that is registered under Article 33-2.
Defined inArticle 2, paragraph (11)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
financial instruments transaction contract
「金融商品取引契約」
In the supplementary provisions (附則) of Act No. 65 of 2006, from Article 33 on, a financial instruments transaction contract as defined in Article 34 of this Act as amended by that Act.
Defined inSupplementary Provisions, Article 33, paragraph (1)