Supplementary Provisions, Article 55
第五十五条
A person whose registration has been rescinded pursuant to the provisions of Article 56, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the registration under Article 33-2 of the New Financial Instruments and Exchange Act rescinded pursuant to the provisions of Article 52-2, paragraph (1) of the New Financial Instruments and Exchange Act.
旧証券取引法第六十五条の二第五項において準用する旧証券取引法第五十六条第一項の規定により登録を取り消された者は、その処分を受けた日において、新金融商品取引法第五十二条の二第一項の規定により新金融商品取引法第三十三条の二の登録を取り消されたものとみなす。
(Registration of Financial Institutions)
A financial institution must be registered by the Prime Minister if it seeks to perform any of the following acts on a regular basis, or if it seeks to provide investment advisory and agency business…
金融機関は、次に掲げる行為のいずれかを業として行おうとするとき、又は投資助言・代理業若しくは有価証券等管理業務を行おうとするときは、内閣総理大臣の登録を受けなければならない。
Open this provision(Supervisory Measures for Registered Financial Institutions)
If a registered financial institution falls under any of the following items, the Prime Minister may rescind its registration under Article 33-2, or order the suspension of all or part of business…
内閣総理大臣は、登録金融機関が次の各号のいずれかに該当する場合においては、当該登録金融機関の第三十三条の二の登録を取り消し、又は六月以内の期間を定めて業務の全部若しくは一部の停止を命ずることができる。
Open this provisionNew Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)