Supplementary Provisions, Article 109
第百九条
A person whose authorization has been rescinded pursuant to the provisions of Article 106-7, paragraph (1) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the authorization rescinded pursuant to the provisions of Article 106-7, paragraph (1) of the New Financial Instruments and Exchange Act.
旧証券取引法第百六条の七第一項の規定により認可を取り消された者は、その処分を受けた日において、新金融商品取引法第百六条の七第一項の規定により認可を取り消されたものとみなす。
A disposition made before the effective date pursuant to the provisions of Article 106-7, paragraph (1) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 106-7, paragraph (1) of the New Financial Instruments and Exchange Act.
施行日前にされた旧証券取引法第百六条の七第一項の規定による処分は、新金融商品取引法第百六条の七第一項の規定による処分とみなす。
(Supervisory Dispositions)
If the major shareholder of an incorporated financial instruments exchange violates a law or regulation or if it is found that the conduct of a major shareholder is likely to impair the sound and…
内閣総理大臣は、株式会社金融商品取引所の主要株主が法令に違反したとき、又は主要株主の行為が株式会社金融商品取引所の業務の健全かつ適切な運営を損なうおそれがあると認めるときは、当該主要株主に対し第百六条の三第一項の認可を取り消し、その他監督上必要な措置をとることを命ずることができる。
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)