Supplementary Provisions, Article 40
第四十条
A securities company (meaning a securities company prescribed in Article 2, paragraph (9) of the Former Securities and Exchange Act; the same applies in Article 43, paragraph (1) of the Supplementary Provisions) or foreign securities company (meaning a foreign securities company prescribed in Article 2, item (ii) of the Act on Foreign Securities Firms prior to amendment by the provisions of Article 3 (hereinafter referred to as the "Former Foreign Securities Firms Act"); the same applies in Article 43, paragraph (1) of the Supplementary Provisions) that intends to become a founder or member of an investor protection fund prescribed in Article 79-21 of the New Securities and Exchange Act (hereinafter referred to as a "fund") may, even before the effective date, in accordance with the provisions of Articles 79-22, 79-23, 79-25, 79-26, 79-27, paragraph (1), 79-29, paragraphs (2) through (8), 79-30, 79-32, 79-34, 79-35, 79-37, 79-38, 79-42, 79-51, and 79-65 of the New Securities and Exchange Act and Article 5 of the Supplementary Provisions of the New Securities and Exchange Act, prepare the articles of incorporation, hold an organizational meeting, and perform other acts necessary for the establishment of the fund, acts necessary for joining the fund, and acts necessary for the operation of business in the business year that includes the day of establishment of the fund.
新証券取引法第七十九条の二十一に規定する投資者保護基金（以下「基金」という。）の発起人又は会員になろうとする証券会社（旧証券取引法第二条第九項に規定する証券会社をいう。附則第四十三条第一項において同じ。）又は外国証券会社（第三条の規定による改正前の外国証券業者に関する法律（以下「旧外国証券業者法」という。）第二条第二号に規定する外国証券会社をいう。附則第四十三条第一項において同じ。）は、施行日前においても、新証券取引法第七十九条の二十二、第七十九条の二十三、第七十九条の二十五、第七十九条の二十六、第七十九条の二十七第一項、第七十九条の二十九第二項から第八項まで、第七十九条の三十、第七十九条の三十二、第七十九条の三十四、第七十九条の三十五、第七十九条の三十七、第七十九条の三十八、第七十九条の四十二、第七十九条の五十一及び第七十九条の六十五並びに新証券取引法附則第五条の規定の例により、定款の作成、創立総会の開催その他基金の設立に必要な行為、基金への加入に必要な行為及び基金の成立の日を含む事業年度の業務の運営に必要な行為をすることができる。
A founder of a fund may, even before the effective date, in accordance with the provisions of Articles 79-30 and 79-31 of the New Securities and Exchange Act and Article 9 of the Supplementary Provisions of the New Securities and Exchange Act, apply for authorization of the establishment of the fund and, for the fund, for authorization of the budget and financial plan for the business year that includes the day of establishment of the fund, and obtain the authorization of the Minister of Finance. In this case, the authorizations take effect from the effective date.
Until the day specified by Cabinet Order, the fund may, notwithstanding Article 79-49 of the New Securities and Exchange Act, with regard to the lending of funds made before the effective date to a…
基金は、政令で定める日までの間、新証券取引法第七十九条の四十九の規定にかかわらず、次に掲げる事由のいずれかが生じた証券会社又は外国証券会社に対して施行日前に行われた資金の貸付けのうち、投資者の保護に資すると認められるものとして内閣府令・財務省令で定めるものについて…
Open this provisionNew Securities and Exchange Actmachine translation
「新証券取引法」
This Act as amended by Article 1 of Act No. 107 of 1998.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 107 of 1998, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 1 of Act No. 107 of 1998 amended it.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
fund
「基金」
In the supplementary provisions (附則) of Act No. 107 of 1998, an investor protection fund (投資者保護基金) as provided for in Article 79-21 of this Act as that Act amended it.
Short name set inSupplementary Provisions, Article 40, paragraph (1)
foreign securities companymachine translation
「外国証券会社」
In Articles 40 and 43 of the supplementary provisions (附則) of Act No. 107 of 1998, a foreign securities company as defined in Article 2, item (ii) of the law on foreign securities firms (外国証券業者に関する法律) as it stood before Article 3 of that Act amended it.
Defined inSupplementary Provisions, Article 40, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 43, paragraph (1)
Former Foreign Securities Firms Actmachine translation
「旧外国証券業者法」
In the supplementary provisions (附則) of Act No. 107 of 1998, the law on foreign securities firms (外国証券業者に関する法律) as it stood before Article 3 of that Act amended it.
Short name set inSupplementary Provisions, Article 40, paragraph (1)
securities companymachine translation
「証券会社」
In Article 40, paragraph (1) and Article 43, paragraph (1) of the supplementary provisions (附則) of Act No. 107 of 1998, a securities company as defined in Article 2, paragraph (9) of this Act under its former title (証券取引法), as it stood before that Act amended it.
Defined inSupplementary Provisions, Article 40, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 43, paragraph (1)
articles of incorporation
定款
A company's own basic rules, written by its founders when it is formed: at least its purpose, its trade name, where its head office is, the value of the property contributed at incorporation and who the founders are (Companies Act, Article 27). A stock company's must be certified by a notary before it takes effect (Article 30, paragraph (1)), and can later be changed by a resolution of the shareholders meeting (Article 466). Many rules in the Act apply "unless the articles of incorporation provide otherwise", so a company's articles decide a great deal of how the Act applies to it.
Written by AI using Companies Act, Arts. 26, 27, 30, 466, 575 as a reference.