Supplementary Provisions, Article 34

①The provisions of Article 64-5, paragraph (1) of the New Securities and Exchange Act (limited to item (i)) do not apply, until the day on which five years elapse counting from the effective date, in the case where a person who is deemed to have been registered pursuant to the provisions of Article 32, paragraph (1) of the Supplementary Provisions and who falls under any of Article 28-4, item (ix), (a) through (f) of the New Securities and Exchange Act at the time this Act comes into effect (excluding a person who falls under any of Article 32, item (iv), (a) through (d) of the Former Securities and Exchange Act) continues to fall under any of Article 28-4, item (ix), (a) through (f) of the New Securities and Exchange Act.

②An act that falls under Article 64-3, paragraph (1), item (ii) of the Former Securities and Exchange Act committed before the effective date by a person who is deemed to have been registered pursuant to the provisions of Article 32, paragraph (1) of the Supplementary Provisions is deemed to be an act that falls under Article 64-5, paragraph (1), item (ii) of the New Securities and Exchange Act, and the provisions of that paragraph apply.