Supplementary Provisions, Article 9
第九条
The provisions of Article 155, paragraph (1), item (i) of the New Securities and Exchange Act apply to acts committed by a securities exchange on or after the effective date that violate laws and regulations, dispositions by government agencies based on laws and regulations, or the articles of incorporation or other rules (hereinafter referred to as "laws and regulations, etc." in this Article), and to the omission by that securities exchange referred to in that item in the case where a member or an issuer of securities listed on that securities exchange (hereinafter referred to simply as an "issuer" in this Article) has, on or after the effective date, violated laws and regulations, etc. or acted contrary to the principle of good faith in transactions provided for in the articles of incorporation or other rules of the securities exchange; and the provisions then in force continue to govern acts committed by a securities exchange before the effective date that violate laws and regulations, the articles of incorporation, or dispositions by government agencies based on laws and regulations, and the omission by that securities exchange referred to in Article 155, paragraph (1), item (i) of the Former Securities and Exchange Act in the case where a member or an issuer has, before the effective date, violated the articles of incorporation, etc. referred to in that item.
新証券取引法第百五十五条第一項第一号の規定は、証券取引所の施行日以後にした法令、法令に基づく行政官庁の処分又は定款その他の規則（以下この条において「法令等」という。）に違反する行為及び会員又は当該証券取引所に上場されている有価証券の発行者（以下この条において単に「発行者」という。）が施行日以後に法令等に違反し、又は証券取引所の定款その他の規則に定める取引の信義則に背反する行為をした場合における当該証券取引所の同号の怠る行為について適用し、証券取引所の施行日前にした法令、定款又は法令に基づく行政官庁の処分に違反する行為及び会員又は発行者が施行日前に旧証券取引法第百五十五条第一項第一号の定款等に違反した場合における当該証券取引所の同号の怠る行為については、なお従前の例による。
The provisions of Article 155, paragraph (1), item (i) of the New Securities and Exchange Act apply to acts committed by a securities exchange on or after the effective date that violate laws and…
新証券取引法第百五十五条第一項第一号の規定は、証券取引所の施行日以後にした法令、法令に基づく行政官庁の処分又は定款その他の規則（以下この条において「法令等」という。）に違反する行為及び会員又は当該証券取引所に上場されている有価証券の発行者（以下この条において単に「発行者」という。）が施行日以後に法令等に違反し…
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
issuer
「発行者」
A person who issues or intends to issue securities, or for securities a Cabinet Office Order (内閣府令) specifies, the person it specifies; for rights treated as securities under Article 2, paragraph (2), the person a Cabinet Office Order specifies for each kind of right is treated as issuing them, at the time it specifies.
Defined inArticle 2, paragraph (5)
New Securities and Exchange Actmachine translation
「新証券取引法」
This Act as amended by Article 1 of Act No. 73 of 1992.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 73 of 1992, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 1 of Act No. 73 of 1992 amended it.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
laws and regulations, etc.
「法令等」
In Article 9 of the supplementary provisions (附則) of Act No. 73 of 1992, laws and regulations, dispositions of administrative agencies under them, and articles of incorporation and other rules.
Short name set inSupplementary Provisions, Article 9, paragraph (1)· applies only in this article
issuer
「発行者」
In Article 9 of the supplementary provisions (附則) of Act No. 73 of 1992, the issuer of securities listed on the stock exchange (証券取引所) concerned.
Short name set inSupplementary Provisions, Article 9, paragraph (1)· applies only in this article
articles of incorporation
定款
A company's own basic rules, written by its founders when it is formed: at least its purpose, its trade name, where its head office is, the value of the property contributed at incorporation and who the founders are (Companies Act, Article 27). A stock company's must be certified by a notary before it takes effect (Article 30, paragraph (1)), and can later be changed by a resolution of the shareholders meeting (Article 466). Many rules in the Act apply "unless the articles of incorporation provide otherwise", so a company's articles decide a great deal of how the Act applies to it.
Written by AI using Companies Act, Arts. 26, 27, 30, 466, 575 as a reference.