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Supplementary Provisions, Article 6

第六条

A former association that has obtained authorization under Article 4, paragraph (1) of the Supplementary Provisions and that, as provided by its rules, keeps a register, registers the classes and issues of securities, and conducts the business of publicizing the prices of purchase and sale of those securities may, before the effective date, make necessary changes to those rules and obtain the authorization of the Minister of Finance, in the same manner as under the provisions of of the New Securities and Exchange Act.

附則第四条第一項の認可を受けた旧協会で、その規則の定めるところにより原簿を備えて有価証券の種類及び銘柄を登録し、当該有価証券の売買の価格を公表する業務を行っているものは、施行日前に、の規定の例により、当該規則につき、必要な変更を加え、大蔵大臣の認可を受けることができる。

The rules authorized pursuant to the provisions of the preceding paragraph are deemed to be rules authorized pursuant to the provisions of of the New Securities and Exchange Act; the register referred to in that paragraph pertaining to the business referred to in that paragraph that the former association conducts as provided by those rules is deemed to be the over-the-counter traded securities register prescribed in of the New Securities and Exchange Act; securities whose class and issue are, at the time this Act comes into effect, actually registered in that register are deemed to be over-the-counter traded securities prescribed in of the New Securities and Exchange Act; and the registration of the class and issue of those securities in that register is deemed to have been made on the effective date, pursuant to the provisions of of the New Securities and Exchange Act, by the former association that is to continue to exist as a securities dealers association under the provisions of the New Securities and Exchange Act pursuant to the provisions of Article 4, paragraph (2) of the Supplementary Provisions.

前項の規定により認可を受けた規則は、の規定により認可を受けた規則とみなし、当該規則の定めるところにより当該旧協会が行う同項の業務に係る同項の原簿は、に規定する店頭売買有価証券登録原簿とみなし、この法律の施行の際現に当該原簿にその種類及び銘柄が登録されている有価証券は、に規定する店頭売買有価証券とみなし、当該有価証券の種類及び銘柄の当該原簿への登録は、附則第四条第二項の規定により新証券取引法の規定による証券業協会として存続するものとされる当該旧協会がの規定により施行日において行ったものとみなす。

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