With the authorization of the Prime Minister, a financial instruments exchange may entrust all or part of the self-regulatory services of the financial instruments exchange to a self-regulatory organization (meaning a corporation incorporated pursuant to the provisions of Subsection 1-2 of the following Section for the purpose of performing self-regulatory services (meaning self-regulatory services as prescribed in paragraph (2) of the preceding Article; hereinafter the same applies in this Chapter); hereinafter the same applies in this Chapter).
The Prime Minister may attach conditions to the authorization under the preceding paragraph.
内閣総理大臣は、前項の認可に条件を付することができる。
The conditions referred to in the preceding paragraph must constitute the minimum necessary conditions in light of the purpose of the authorization, or for securing the reliable implementation of the things related to the authorization.
前項の条件は、認可の趣旨に照らして、又は認可に係る事項の確実な実施を図るため必要最小限のものでなければならない。
In addition to the entrustment referred to in the provisions of paragraph (1), a financial instruments exchange may entrust another person with part of the self-regulatory services of the financial instruments exchange (limited to services connected with a specified financial instruments exchange market that are specified by Cabinet Office Order as services which handle particulars other than those that affect the basis of investor protection, taking into account the content of those services; hereinafter referred to as "specified services" in this Article and Article 102-19).
金融商品取引所は、第一項の規定による場合のほか、当該金融商品取引所に係る自主規制業務の一部(特定取引所金融商品市場に係るものであつて、その内容等を勘案し、投資者保護の根幹にかかわる事項以外のものを取り扱う業務として内閣府令で定めるものに限る。以下この条及び第百二条の十九において「特定業務」という。)を、他の者に委託することができる。
If a financial instruments exchange seeks to entrust specified services pursuant to provisions of the preceding paragraph, it must take measures to ensure the proper implementation of such specified services, pursuant to the provisions of Cabinet Office Order.
If, pursuant to the provisions of paragraph (4), a specified incorporated financial instruments exchange (meaning a specified incorporated financial instruments exchange as prescribed in Article 105-4, paragraph (2); hereinafter the same applies in this paragraph) entrusts another person with its specified services, this must be based on the decision of the self-regulatory committee of the specified incorporated financial instruments exchange with regard to that entrustment.
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(Prohibition of Re-Entrustment)
A self-regulatory organization that has been entrusted with self-regulatory services pursuant to the provisions of the preceding Article may not entrust the self-regulatory services with which it has…
前条の規定により自主規制業務の委託を受けた自主規制法人は、当該委託を受けた自主規制業務を他の者に委託することができない。ただし、委託金融商品取引所(自主規制法人に自主規制業務を委託した金融商品取引所をいう。以下この章において同じ。)の同意を得て、特定業務を他の者に委託する場合においては、この限りでない。
Open this provision(Authority)
A self-regulatory committee makes the decisions about matters related to the self-regulatory services of the incorporated financial instruments exchange that has in place that self-regulatory…
自主規制委員会は、当該自主規制委員会を設置する株式会社金融商品取引所(以下この目において「特定株式会社金融商品取引所」という。)の自主規制業務に関する事項の決定を行う。
Open this provision(Self-Regulatory Services)
The term "self-regulatory services" as used in the preceding paragraph means the following services conducted in respect of a financial instruments exchange:
前項の「自主規制業務」とは、金融商品取引所について行う次に掲げる業務をいう。
Open this provision(Entrustment of Self-Regulatory Services)
With the authorization of the Prime Minister, a financial instruments exchange may entrust all or part of the self-regulatory services of the financial instruments exchange to a self-regulatory…
金融商品取引所は、内閣総理大臣の認可を受けて、自主規制法人(自主規制業務(前条第二項に規定する自主規制業務をいう。以下この章において同じ。)を行うことを目的として、次節第一款の二の規定に基づいて設立された法人をいう。以下この章において同じ。)に対し…
Open this provision(Entrustment of Self-Regulatory Services)
With the authorization of the Prime Minister, a financial instruments exchange may entrust all or part of the self-regulatory services of the financial instruments exchange to a self-regulatory…
金融商品取引所は、内閣総理大臣の認可を受けて、自主規制法人(自主規制業務(前条第二項に規定する自主規制業務をいう。以下この章において同じ。)を行うことを目的として、次節第一款の二の規定に基づいて設立された法人をいう。以下この章において同じ。)に対し…
Open this provision(Entrustment of Self-Regulatory Services)
The Prime Minister may attach conditions to the authorization under the preceding paragraph.
内閣総理大臣は、前項の認可に条件を付することができる。
Open this provision(Entrustment of Self-Regulatory Services)
In addition to the entrustment referred to in the provisions of paragraph (1), a financial instruments exchange may entrust another person with part of the self-regulatory services of the financial…
金融商品取引所は、第一項の規定による場合のほか、当該金融商品取引所に係る自主規制業務の一部(特定取引所金融商品市場に係るものであつて、その内容等を勘案し、投資者保護の根幹にかかわる事項以外のものを取り扱う業務として内閣府令で定めるものに限る。以下この条及び第百二条の十九において「特定業務」という。)を…
Open this provision(Entrustment of Self-Regulatory Services)
If, pursuant to the provisions of paragraph (4), a specified incorporated financial instruments exchange (meaning a specified incorporated financial instruments exchange as prescribed in Article…
第四項の規定により、特定株式会社金融商品取引所(第百五条の四第二項に規定する特定株式会社金融商品取引所をいう。以下この項において同じ。)がその特定業務を他の者に委託する場合には、当該特定株式会社金融商品取引所の自主規制委員会による当該特定業務の委託についての決定を経て行わなければならない。
Open this provisionfinancial instruments exchange
「金融商品取引所」
A membership corporation (金融商品会員制法人) or stock company (株式会社) licensed by the Prime Minister under Article 80, paragraph (1) to open a financial instruments market (金融商品市場).
Defined inArticle 2, paragraph (16)· applies throughout the law
specified financial instruments exchange market
「特定取引所金融商品市場」
A financial instruments exchange market on which purchases of securities made on entrustment from persons other than professional investors, etc. (一般投資家等買付け) are prohibited under Article 117-2, paragraph (1).
Defined inArticle 2, paragraph (32)· applies throughout the law
self-regulatory services
「自主規制業務」
The business carried on for a financial instruments exchange of listing and delisting financial instruments, financial indices and options (other than business a Cabinet Office Order (内閣府令) excludes), examining whether members, etc. (会員等) comply with laws and regulations, dispositions under them, the articles of incorporation and other rules, and the principle of good faith in trading, and other business a Cabinet Office Order specifies as needed to keep trading on its market fair.
Defined inArticle 85, paragraph (1)· applies only in this chapter
self-regulatory organizationmachine translation
「自主規制法人」
In Chapter V, a corporation incorporated under Subsection 1-2 of Section 2 of that Chapter to carry on self-regulatory business (自主規制業務), to which a financial instruments exchange may, with the Prime Minister's authorization, entrust that business.
Defined inArticle 85, paragraph (1)· applies only in this chapter
specified services
「特定業務」
In Article 85 and Article 102-19, the part of a financial instruments exchange's self-regulatory business (自主規制業務) that it may entrust to another person: business relating to a specified financial instruments exchange market (特定取引所金融商品市場) that a Cabinet Office Order (内閣府令) specifies, in view of its content, as dealing with matters other than those at the core of investor protection.
Short name set inArticle 85, paragraph (4)· applies only in this article and in Article 102-19
specified incorporated financial instruments exchange
「特定株式会社金融商品取引所」
An incorporated financial instruments exchange (株式会社金融商品取引所) that has set up a self-regulation committee (自主規制委員会), which decides matters of the exchange's self-regulatory business (自主規制業務).
Defined inArticle 85, paragraph (6)· applies only in this paragraph
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.