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Article 85-2Submission of a Written Application for Authorization

第八十五条の二(認可申請書の提出)

A financial instrument exchange seeking the authorization referred to in paragraph (1) of the preceding Article must submit a written application for authorization to the Prime Minister in which it states the following particulars:

前条第一項の認可を受けようとする金融商品取引所は、次に掲げる事項を記載した認可申請書を内閣総理大臣に提出しなければならない。

its name;

名称

the name of the self-regulatory organization it will entrust (hereinafter referred to as an "entrusted self-regulatory organization" in this Chapter);

委託する自主規制法人(以下この章において「受託自主規制法人」という。)の名称

a business outline of the self-regulatory services it will entrust; and

委託する自主規制業務の内容

other matters specified by Cabinet Office Order.

その他内閣府令で定める事項

Documents giving the details of the entrustment agreement and other documents specified by Cabinet Office Order must accompany the written application for authorization referred to in the preceding paragraph.

前項の認可申請書には、委託契約の内容を記載した書類その他内閣府令で定める書類を添付しなければならない。

The provisions of Article 81, paragraph (3) apply mutatis mutandis in the case of the application for authorization referred to in paragraph (1). In this case, the phrase "the articles of incorporation" is deemed to be replaced with "documents giving the details of the entrustment agreement".

第八十一条第三項の規定は、第一項の認可の申請の場合について準用する。この場合において、「定款」とあるのは、「委託契約の内容を記載した書類」と読み替えるものとする。

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