A financial instruments business operator must calculate the ratio of the sum of the amounts of its stated capital, reserve funds, and any other things specified by Cabinet Office Order less the sum total of the amounts of its fixed assets and any other things specified by Cabinet Office Order, to the sum of the amounts specified by Cabinet Office Order as the amount for covering possible risks which may arise due to fluctuations in the prices of the securities held or due to other reasons (hereinafter referred to as the "capital adequacy ratio"), and notify the Prime Minister of this ratio at the end of each month and in the cases specified by Cabinet Office Order.
A financial instruments business operator must not allow its capital adequacy ratio to fall below 120 percent.
A financial instruments business operator must prepare documents stating its capital adequacy ratio as of the last day of a quarter (meaning each three-month period of the business year (for the first business year after changing the last day of the business year, each period specified by Cabinet Office Order); the same applies in Article 57-2, paragraph (5) and Article 57-5, paragraphs (2) and (3)), keep them at all of its business offices and offices, and make them available for public inspection for the three-month period starting from the day on which one month has elapsed since the last day of the relevant month.
金融商品取引業者は、四半期（事業年度の期間を三月ごとに区分した各期間（事業年度の末日を変更する場合における変更後の最初の事業年度にあつては、内閣府令で定める各期間）をいう。第五十七条の二第五項並びに第五十七条の五第二項及び第三項において同じ。）の末日における自己資本規制比率を記載した書面を作成し、当該末日から一月を経過した日から三月間、全ての営業所又は事務所に備え置き、公衆の縦覧に供しなければならない。
(Notifications for Special Financial Instruments Business Operators)
For each quarter, a special financial instruments business operator (limited to one with a parent company) that has submitted the documents set forth in the items of paragraph (2) pursuant to the…
第二項又は第三項の規定により第二項各号に掲げる書類を提出した特別金融商品取引業者（親会社がある者に限る。）は、四半期ごとに、当該特別金融商品取引業者の親会社及びその子法人等の業務及び財産の状況を内閣府令で定めるところにより記載した書類（第五十七条の十二第三項に規定する最終指定親会社又はその子法人等に関する書類であつて…
Open this provision(Written Notification Stating the Soundness of Management)
For each quarter in and after the quarter that includes the day on which the period specified by Cabinet Order elapses counting from the notification date…
特別金融商品取引業者は、届出日から起算して政令で定める期間が経過した日の属する四半期以降、四半期ごとに、内閣府令で定めるところにより、当該四半期の末日における前項に規定する基準を用いて表示される経営の健全性の状況（次項及び次条において単に「経営の健全性の状況」という。）を記載した書面を内閣総理大臣に届け出なければなら…
Open this provision(Written Notification Stating the Soundness of Management)
For each quarter in and after the quarter that includes the day on which the period specified by Cabinet Order elapses counting from the notification date and pursuant to the provisions of Cabinet…
特別金融商品取引業者は、届出日から起算して政令で定める期間が経過した日の属する四半期以降、四半期ごとに、当該四半期の末日から起算して政令で定める期間を経過した日から三月間、内閣府令で定めるところにより、経営の健全性の状況を記載した書面をすべての営業所又は事務所に備え置き、公衆の縦覧に供しなければならない。
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
financial instruments business operator
「金融商品取引業者」
A person registered by the Prime Minister under Article 29 to carry on financial instruments business (金融商品取引業).
Defined inArticle 2, paragraph (9)· applies throughout the law
capital adequacy ratio
「自己資本規制比率」
The ratio that a financial instruments business operator (金融商品取引業者) must calculate and report to the Prime Minister at the end of every month and in other cases a Cabinet Office Order (内閣府令) specifies: its capital, reserves and other items that Order specifies, less its fixed assets and other items it specifies, divided by the total of the amounts that Order sets for the risks that may arise from changes in the prices of the securities it holds and other causes.
Short name set inArticle 46-6, paragraph (1)
quarter
「四半期」
In Article 46-6, paragraph (3), Article 57-2, paragraph (5) and Article 57-5, paragraphs (2) and (3), each of the three-month periods into which a business year is divided; in the first business year after the last day of the business year is changed, the periods a Cabinet Office Order (内閣府令) sets.
Defined inArticle 46-6, paragraph (3)· applies only in this provision and in Article 57-2, paragraph (5); and Article 57-5, paragraphs (2) and (3)
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.