If, on or after the day on which a shelf registration was made and before the day on which the shelf registration ceases to be effective, new documents are submitted that are of the same type as the reference documents to which the shelf registration statement states, pursuant to paragraph (2) of the preceding Article, that reference should be made (excluding cases in which the shelf registration statement states the due date for the submission of those same type of documents and those same type of documents are submitted by the due date) or any other circumstance arises that is specified by Cabinet Office Order as necessitating that the content of the shelf registration statement and accompanying documents (hereinafter referred to as "shelf registration documents" in this Article) be amended in the public interest or for the protection of investors, the person that made the shelf registration (hereinafter referred to as the "shelf registrant") must submit an amended shelf registration statement to the Prime Minister pursuant to the provisions of Cabinet Office Order. The same also applies in the absence of such a circumstance, if the shelf registrant finds there to be something in the shelf registration documents that necessitates an amendment. In this, the shelf registrant may not make an amendment in order to increase the planned amount of issuance or the maximum outstanding balance, change the planned issuance period, or change any other particular specified by Cabinet Office Order.
発行登録を行つた日以後当該発行登録がその効力を失うこととなる日前において、発行登録書において前条第二項の規定により参照すべき旨記載されている参照書類と同種の書類が新たに提出されたとき(当該発行登録書に当該同種の書類の提出期限が記載されている場合であつて、当該同種の書類がその提出期限までに提出された場合を除く。)その他当該発行登録に係る発行登録書及びその添付書類(以下この条において「発行登録書類」という。)に記載された事項につき公益又は投資者保護のためその内容を訂正する必要があるものとして内閣府令で定める事情があるときは、当該発行登録をした者(以下「発行登録者」という。)は、内閣府令で定めるところにより訂正発行登録書を内閣総理大臣に提出しなければならない。当該事情がない場合において、発行登録者が当該発行登録書類のうちに訂正を必要とするものがあると認めたときも、同様とする。この場合においては、発行予定額又は発行残高の上限の増額、発行予定期間の変更その他の内閣府令で定める事項を変更するための訂正を行うことはできない。
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(Submission of a Shelf Registration Statement)
The preceding paragraph applies only if, beyond the particulars specified by Cabinet Office Order which are referred to in that paragraph, the shelf registration statement referred to in that…
前項の規定は、同項の発行登録書に、同項の内閣府令で定める事項のほか、内閣府令で定めるところにより第五条第一項第二号に掲げる事項につき当該発行者に係る直近の参照書類を参照すべき旨の記載があり、かつ、公益又は投資者保護のため必要かつ適当なものとして内閣府令で定める書類の添付がある場合に限り、適用する。
Open this provision(Submission of an Amended Shelf Registration Statement)
If, on or after the day on which a shelf registration was made and before the day on which the shelf registration ceases to be effective, new documents are submitted that are of the same type as the…
発行登録を行つた日以後当該発行登録がその効力を失うこととなる日前において、発行登録書において前条第二項の規定により参照すべき旨記載されている参照書類と同種の書類が新たに提出されたとき(当該発行登録書に当該同種の書類の提出期限が記載されている場合であつて、当該同種の書類がその提出期限までに提出された場合を除く。)その他…
Open this provisionreference documentsmachine translation
「参照書類」
An issuer's latest annual securities report (有価証券報告書) and its attachments, and the semiannual securities reports, extraordinary reports (臨時報告書) and amended reports submitted after it, to which an issuer meeting the conditions in Article 5, paragraph (4) may refer in its securities registration statement instead of stating the particulars in Article 5, paragraph (1), item (ii).
Short name set inArticle 5, paragraph (4)
planned issuance periodmachine translation
「発行予定期間」
The period during which an issuer plans to make the public offering or secondary distribution of securities that it registers by filing a shelf registration statement (発行登録書) under Article 23-3, paragraph (1).
Short name set inArticle 23-3, paragraph (1)
planned amount of issuancemachine translation
「発行予定額」
The total issue value or total distribution value of the securities whose public offering or secondary distribution an issuer is planning, for the purposes of a shelf registration (発行登録) under Article 23-3, paragraph (1).
Short name set inArticle 23-3, paragraph (1)
shelf registration statementmachine translation
「発行登録書」
The document an issuer files with the Prime Minister under Article 23-3, paragraph (1) to register a planned public offering or secondary distribution of securities, stating the planned issuance period (発行予定期間), the class of the securities, the planned amount of issuance (発行予定額) or the maximum outstanding balance, the main underwriters it plans to use and other particulars a Cabinet Office Order (内閣府令) specifies.
Short name set inArticle 23-3, paragraph (1)
shelf registration
「発行登録」
Registration of a planned public offering or secondary distribution of securities by filing a shelf registration statement (発行登録書) with the Prime Minister under Article 23-3, paragraph (1); Article 4, paragraphs (1) to (3) do not apply to an offering or distribution so registered.
Short name set inArticle 23-3, paragraph (3)
shelf registration documents
「発行登録書類」
In Article 23-4, the shelf registration statement (発行登録書) for a shelf registration together with its attachments.
Short name set inArticle 23-4, paragraph (1)· applies only in this article
shelf registrant
「発行登録者」
A person who has made a shelf registration (発行登録) of a planned public offering or secondary distribution of securities.
Short name set inArticle 23-4, paragraph (1)
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.