A financial instruments clearing organization must conduct its business pursuant to the provisions of its business rules.
金融商品取引清算機関は、業務方法書の定めるところにより、その業務を行わなければならない。
The following matters must be specified in the business rules:
業務方法書には、次に掲げる事項を定めなければならない。
that the business set forth in paragraph (1) of the preceding Article is conducted, if applicable;
前条第一項の業務を行う場合にあつては、その旨
the transactions giving rise to obligations that are subject to financial instruments obligation assumption services (or, if the business set forth in paragraph (1) of the preceding Article is conducted, financial instruments obligation assumption services, etc.; hereinafter the same applies in this paragraph, Article 156-10 and Article 156-11-2, paragraph (1));
金融商品債務引受業(前条第一項の業務を行う場合にあつては、金融商品債務引受業等。以下この項、第百五十六条の十及び第百五十六条の十一の二第一項において同じ。)の対象とする債務の起因となる取引
the particulars of the requirements for becoming the counterparty to the financial instruments obligation assumption services (hereinafter referred to as a "clearing member");
金融商品債務引受業の相手方とする者(以下「清算参加者」という。)の要件に関する事項
the particulars of the taking over, novating, or other bearing of obligations that the clearing organization performs as financial instruments obligation assumption services, and the particulars of the performance of such obligations;
金融商品債務引受業として行う引受け、更改その他の方法による債務の負担及びその履行に関する事項
the particulars involved in ensuring the performance of the obligations of a clearing member;
清算参加者の債務の履行の確保に関する事項
the particulars of brokerage for clearing of securities, etc.;
有価証券等清算取次ぎに関する事項
if collaborative financial instruments obligation assumption services (meaning collaborative financial instruments obligation assumption services as prescribed in Article 156-20-16, paragraph (1); hereinafter the same applies in this item) are performed, the particulars of the collaborative financial instruments obligation assumption services; and
連携金融商品債務引受業務(第百五十六条の二十の十六第一項に規定する連携金融商品債務引受業務をいう。以下この号において同じ。)を行う場合にあつては、連携金融商品債務引受業務に関する事項
other particulars specified by Cabinet Office Order.
その他内閣府令で定める事項
Read this with the articles around it
(Measures to Ensure the Proper Conduct of Financial Instruments Obligation Assumption Services)
A financial instruments clearing organization must take measures to ensure the proper performance of financial instruments obligation assumption services…
金融商品取引清算機関は、金融商品債務引受業により損失が生じた場合に清算参加者が当該損失の全部を負担する旨を業務方法書において定めることその他の金融商品債務引受業の適切な遂行を確保するための措置を講じなければならない。
Open this provision(Procedures at the Commencement of Special Liquidation Proceedings)
If a financial instruments clearing organization makes provisions in its business rules for the method of netting off outstanding obligations…
金融商品取引清算機関が業務方法書で未決済債務等(清算参加者が行つた対象取引等(対象取引、商品市場における取引(商品先物取引法第二条第十項に規定する商品市場における取引をいう。)又は店頭商品デリバティブ取引(同条第十四項に規定する店頭商品デリバティブ取引をいう。)をいう。以下この条において同じ。)の相手方から金融商品債…
Open this provision(Authorization When Interoperating with Other Financial Instruments Clearing Organizations)
With the authorization of the Prime Minister, a financial instruments clearing organization may conclude a contract for collaborating financial instruments obligation assumption services…
金融商品取引清算機関は、内閣総理大臣の認可を受けて、連携清算機関等(他の金融商品取引清算機関、外国金融商品取引清算機関又は外国の法令に準拠して設立された法人で外国において金融商品債務引受業と同種類の業務を行う者をいう。以下同じ。)と連携金融商品債務引受業務(第百五十六条の六十二第一号に掲げる取引以外の対象取引に係る清…
Open this provision(Restriction on Business)
Pursuant to the provisions of its business rules, a financial instruments clearing organization may assume, novate, or bear in other ways the obligations of a person other than a business…
金融商品取引清算機関は、業務方法書の定めるところにより、金融商品債務引受業対象業者(第二条第二十八項に規定する金融商品債務引受業対象業者をいう。以下この項において同じ。)以外の者を相手方として…
Open this provision(Business Rules)
The following matters must be specified in the business rules:
業務方法書には、次に掲げる事項を定めなければならない。
Open this provision(Business Rules)
if collaborative financial instruments obligation assumption services (meaning collaborative financial instruments obligation assumption services as prescribed in Article 156-20-16, paragraph (1)…
連携金融商品債務引受業務(第百五十六条の二十の十六第一項に規定する連携金融商品債務引受業務をいう。以下この号において同じ。)を行う場合にあつては、連携金融商品債務引受業務に関する事項
Open this provisionbrokerage for clearing of securities, etc.machine translation
「有価証券等清算取次ぎ」
A subject transaction (対象取引) that a financial instruments business operator or registered financial institution carries out on a customer's entrustment and for the customer's account under the business rules of a financial instruments clearing organization or a foreign one, on condition that the clearing organization takes on the obligations arising from it, and in which either the customer concludes the transaction as the firm's agent or the customer specifies the counterparty and other matters a Cabinet Office Order (内閣府令) sets when entrusting it.
Defined inArticle 2, paragraph (27)· applies throughout the law
financial instruments obligation assumption servicemachine translation
「金融商品債務引受業」
Carrying on as a business taking on, by assumption, novation or other means, the obligations under subject transactions (対象取引) of financial instruments business operators, registered financial institutions or securities finance companies, with them as counterparties; subject transactions are purchases and sales of securities and derivatives transactions, other than those a Cabinet Order (政令) excludes, and transactions incidental or related to them that a Cabinet Order specifies.
Defined inArticle 2, paragraph (28)· applies throughout the law
financial instruments clearing organization
「金融商品取引清算機関」
A person carrying on financial instruments obligation assumption service (金融商品債務引受業) under a licence from the Prime Minister under Article 156-2 or an approval under Article 156-19, paragraph (1).
Defined inArticle 2, paragraph (29)· applies throughout the law
financial instruments obligation assumption services, etc.
「金融商品債務引受業等」
Financial instruments obligation assumption service (金融商品債務引受業), together with the business under Article 156-6, paragraph (1) of taking on obligations under subject transactions (対象取引) of persons other than financial instruments business operators, registered financial institutions and securities finance companies, as a clearing organization's operational rules provide.
Short name set inArticle 156-3, paragraph (1), item (vi)
clearing member
「清算参加者」
A person a financial instruments clearing organization takes as a counterparty in its financial instruments obligation assumption business (金融商品債務引受業), whose requirements its business rules (業務方法書) must set out.
Short name set inArticle 156-7, paragraph (2), item (iii)
collaborating financial instruments obligation assumption servicesmachine translation
「連携金融商品債務引受業務」
Carrying on as a business an act specified by Cabinet Office Order (内閣府令) by which a financial instruments clearing organization has a third party take on a clearing member's (清算参加者) obligations under a subject transaction (対象取引) other than those in Article 156-62, item (i), and itself takes on the obligations of that clearing member's counterparty; a clearing organization may do so, with the Prime Minister's authorization, under a contract with a collaborating clearing organization, etc. (連携清算機関等).
Defined inArticle 156-7, paragraph (2), item (vii)· applies only in this item