Article 156-20-3License Application

一its trade name or name;

二the amount of stated capital or the total amount of contributions;

四the location of its office in Japan, if any;

五the titles and names of its officers;

六the name and domestic address of its domestic representative; and

七if the person conducts business other than financial instruments obligation assumption services, etc. and business incidental to this, the outline of that business.

一a document pledging that the applicant does not fall under the purview of the requirements set forth in paragraph (2), items (i) through (iv) of the following Article;

二the articles of incorporation (including anything equivalent thereto; hereinafter the same applies in this Chapter);

三the business rules;

四the balance sheet and profit and loss statement;

五documents stating the expected income and expenditures;

六a document outlining the method of securing the collateral needed to settle outstanding obligations (meaning outstanding obligations as prescribed in Article 156-20-9, paragraph (1); hereinafter the same applies in paragraph (1), item (v) of the following Article) and other arrangements for settling them, and outlining the facilities, personnel, and other systems for performing such settlement operations; and

七beyond what is set forth in the preceding items, documents specified by Cabinet Office Order.