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Article 140Authorization for a Merger

第百四十条(合併の認可)

A merger in which financial instruments exchanges constitute all or part of the parties (limited to a merger in which the person surviving the merger or the person incorporated in the merger is a financial instruments exchange) does not become effective without the authorization of the Prime Minister.

金融商品取引所を全部又は一部の当事者とする合併(合併後存続する者又は合併により設立される者が金融商品取引所であるものに限る。)は、内閣総理大臣の認可を受けなければ、その効力を生じない。

A person seeking the authorization referred to in the preceding paragraph must submit a written application for authorization of a merger to the Prime Minister, in which it states the following particulars with regard to the financial instruments exchange surviving the merger or the financial instruments exchange incorporated in the merger (hereinafter collectively referred to as the "financial instruments exchange resulting from a merger" in this Division):

前項の認可を受けようとする者は、合併後存続する金融商品取引所又は合併により設立する金融商品取引所(以下この目において「合併後金融商品取引所」と総称する。)について、次に掲げる事項を記載した合併認可申請書を内閣総理大臣に提出しなければならない。

its name or trade name;

名称又は商号

the locations of its offices, head office, branch offices, and any other business offices; and

事務所又は本店、支店その他の営業所の所在の場所

the names of its officers, and the trade names or names of its members, etc.

役員の氏名又は名称及び会員等の商号又は名称

Documents or electronic or magnetic records in which the content of a merger agreement (limited to those specified by Cabinet Office Order; hereinafter the same applies in this paragraph) are stated or recorded, and the articles of incorporation, operational rules, brokerage contract rules, and other documents or electronic or magnetic records specified by Cabinet Office Order with regard to the financial instruments exchange resulting from a merger must be attached to the written application for authorization of a merger referred to in the preceding paragraph.

前項の合併認可申請書には、合併契約の内容を記載し、又は記録した書面又は電磁的記録(内閣府令で定めるものに限る。以下この項において同じ。)、合併後金融商品取引所の定款、業務規程、受託契約準則その他の内閣府令で定める書面又は電磁的記録を添付しなければならない。

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