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Article 106-6Collection of Reports and Inspections

第百六条の六(報告の徴取及び検査)

If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order the major shareholder of an incorporated financial instruments exchange (meaning a person that has obtained authorization under Article 106-3, paragraph (1); hereinafter the same applies in this Division) to submit reports or materials of reference in connection with the business or assets of the incorporated financial instruments exchange, or may have the relevant officials inspect the documents and other articles of such a major shareholder (but only as is necessary in connection with the business or assets of the incorporated financial instruments exchange).

内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、株式会社金融商品取引所の主要株主(第百六条の三第一項の認可を受けた者をいう。以下この目において同じ。)に対し当該株式会社金融商品取引所の業務若しくは財産に関し参考となる報告若しくは資料の提出を命じ、又は当該職員に当該主要株主の書類その他の物件の検査(当該株式会社金融商品取引所の業務又は財産に関し必要な検査に限る。)をさせることができる。

The provisions of the preceding paragraph apply mutatis mutandis to a commodity exchange or commodity exchange holding company that holds a number of subject voting rights in an incorporated financial instruments exchange which is equal to or greater than the threshold holding ratio.

前項の規定は、株式会社金融商品取引所の保有基準割合以上の数の対象議決権を保有する商品取引所及び商品取引所持株会社について準用する。

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