It is not permissible for a person other than a financial instruments exchange, a financial instruments exchange holding company, or a parent commodity exchange, etc. (meaning a commodity exchange (excluding one that is a financial instruments exchange; the same applies hereinafter) that has a financial instruments exchange as its subsidiary company (meaning a subsidiary company as prescribed in Article 87-3, paragraph (3); hereinafter the same applies in this paragraph) or a commodity exchange holding company that has a financial instruments exchange as its subsidiary company (excluding a commodity exchange holding company that is a financial instruments exchange holding company; the same applies hereinafter); hereinafter the same applies in this Chapter) to incorporate as a self-regulatory organization.
自主規制法人は、金融商品取引所、金融商品取引所持株会社又は親商品取引所等(金融商品取引所を子会社(第八十七条の三第三項に規定する子会社をいう。以下この項において同じ。)とする商品取引所(金融商品取引所であるものを除く。以下同じ。)又は金融商品取引所を子会社とする商品取引所持株会社(金融商品取引所持株会社であるものを除く。以下同じ。)をいう。以下この章において同じ。)でなければ、設立することができない。
For a self-regulatory organization to be incorporated, a financial instrument exchange, financial instruments exchange holding company, or parent commodity exchange, etc. that seeks to be a member must become a founder.
自主規制法人を設立するには、会員になろうとする金融商品取引所、金融商品取引所持株会社又は親商品取引所等が発起人とならなければならない。
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(Founders)
It is not permissible for a person other than a financial instruments exchange, a financial instruments exchange holding company, or a parent commodity exchange…
自主規制法人は、金融商品取引所、金融商品取引所持株会社又は親商品取引所等(金融商品取引所を子会社(第八十七条の三第三項に規定する子会社をいう。以下この項において同じ。)とする商品取引所(金融商品取引所であるものを除く。以下同じ。)又は金融商品取引所を子会社とする商品取引所持株会社(金融商品取引所持株会社であるものを除…
Open this provision(Scope of Subsidiary Companies)
The term "subsidiary company" as used in the preceding two paragraphs means a company in which a corporation holds the majority of the voting rights held by all the shareholders, etc. In such a case…
前二項の「子会社」とは、法人がその総株主等の議決権の過半数を保有する会社をいう。この場合において、法人及びその一若しくは二以上の子会社又は法人の一若しくは二以上の子会社がその総株主等の議決権の過半数を保有する会社は、当該法人の子会社とみなす。
Open this provisionfinancial instruments exchange
「金融商品取引所」
A membership corporation (金融商品会員制法人) or stock company (株式会社) licensed by the Prime Minister under Article 80, paragraph (1) to open a financial instruments market (金融商品市場).
Defined inArticle 2, paragraph (16)· applies throughout the law
financial instruments exchange holding company
「金融商品取引所持株会社」
A stock company that has as its subsidiary company (子会社) a stock company opening a financial instruments exchange market (株式会社金融商品取引所), and that was incorporated with, or has received, the Prime Minister's authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of that Article.
Defined inArticle 2, paragraph (18)· applies throughout the law
commodity exchange
「商品取引所」
A member commodity exchange (会員商品取引所) or an incorporated commodity exchange (株式会社商品取引所) under the Commodity Derivatives Transaction Act — a membership association, or a stock company holding a permit, that opens a market for futures transactions in commodities or commodity indices — the incorporated ones limited to those a Cabinet Order (政令) specifies as regulated to a level equal to incorporated financial instruments exchanges.
Defined inArticle 2, paragraph (38)· applies throughout the law
commodity exchange holding company
「商品取引所持株会社」
A commodity exchange holding company as defined in Article 2, paragraph (11) of the Commodity Derivatives Transaction Act — a stock company that has an incorporated commodity exchange (株式会社商品取引所) as its subsidiary and was set up with, or holds, authorization under Article 96-25 of that Act — limited to those a Cabinet Order (政令) specifies as regulated to a level equal to financial instruments exchange holding companies.
Defined inArticle 2, paragraph (39)· applies throughout the law
self-regulatory organizationmachine translation
「自主規制法人」
In Chapter V, a corporation incorporated under Subsection 1-2 of Section 2 of that Chapter to carry on self-regulatory business (自主規制業務), to which a financial instruments exchange may, with the Prime Minister's authorization, entrust that business.
Defined inArticle 85, paragraph (1)· applies only in this chapter
subsidiary company
「子会社」
A subsidiary company (子会社) as defined in Article 87-3, paragraph (3): a company in which a corporation holds a majority of the voting rights of all its shareholders, etc., including one in which the corporation and its subsidiary companies, or those subsidiary companies alone, hold such a majority.
Defined inArticle 102-3, paragraph (1)· applies only in this paragraph
parent commodity exchange, etc.machine translation
「親商品取引所等」
In Chapter V, a commodity exchange (商品取引所) that has a financial instruments exchange as its subsidiary company, or a commodity exchange holding company (商品取引所持株会社) that has one as its subsidiary company, other than a commodity exchange that is itself a financial instruments exchange or a holding company that is itself a financial instruments exchange holding company.
Defined inArticle 102-3, paragraph (1)· applies only in this chapter