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Supplementary Provisions, Article 6

第六条

With regard to the submission of the document specified in each of the following items in the case where it has become necessary, before the item (iii) effective date, to submit it pursuant to the provisions set forth in that item, notwithstanding Article 27-23, paragraphs (3) through (5) of the item (iii) New Financial Instruments and Exchange Act, the provisions then in force continue to govern.

第三号施行日前に次の各号に掲げる規定により当該各号に定める書類を提出しなければならないこととなった場合における当該書類の提出については、第三号新金融商品取引法第二十七条の二十三第三項から第五項までの規定にかかわらず、なお従前の例による。

Article 27-23, paragraph (1) of the Financial Instruments and Exchange Act: the statement of large-volume holdings prescribed in that paragraph;

金融商品取引法第二十七条の二十三第一項　同項に規定する大量保有報告書

Article 27-25, paragraph (1) of the Financial Instruments and Exchange Act: the statement of changes prescribed in that paragraph;

金融商品取引法第二十七条の二十五第一項　同項に規定する変更報告書

Article 27-26, paragraph (1) of the Financial Instruments and Exchange Act: the statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in that paragraph;

金融商品取引法第二十七条の二十六第一項　同項に規定する特例対象株券等に係る大量保有報告書

Article 27-26, paragraph (2) of the Financial Instruments and Exchange Act: the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in that paragraph.

金融商品取引法第二十七条の二十六第二項　同項に規定する特例対象株券等に係る変更報告書

Article 27-26, paragraph (4) of the Financial Instruments and Exchange Act: the statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in paragraph (1) of that Article;

金融商品取引法第二十七条の二十六第四項　同条第一項に規定する特例対象株券等に係る大量保有報告書

Article 27-26, paragraph (5) of the Financial Instruments and Exchange Act: the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in paragraph (2) of that Article.

金融商品取引法第二十七条の二十六第五項　同条第二項に規定する特例対象株券等に係る変更報告書

Cited by3

Defined terms5

statement of large-volume holdings
大量保有報告書（たいりょうほゆうほうこくしょ）
The report a large-volume holder (大量保有者) of share certificates, etc. (株券等) must submit to the Prime Minister on its holding ratio, the source of its acquisition funds, its purpose in holding them and other particulars a Cabinet Office Order (内閣府令) specifies.
Article 27-23, paragraph (1)See it in the glossary
statement of changes
変更報告書（へんこうほうこくしょ）
The report on the changed particulars that a person required to submit a statement of large-volume holdings (大量保有報告書) must submit to the Prime Minister when, after becoming a large-volume holder (大量保有者), its holding ratio of share certificates, etc. (株券等保有割合) rises or falls by one percentage point or more — other than where the total number of share certificates, etc. it holds is unchanged — or another material change a Cabinet Order (政令) specifies occurs.
Article 27-25, paragraph (1)See it in the glossary
share certificates, etc. subject to special provisions
特例対象株券等（とくれいたいしょうかぶけんとう）
In Article 27-26, share certificates, etc. held, without the aim of making material proposals (重要提案行為等), by financial instruments business operators engaged in type-I financial instruments business or investment management business, banks or other persons a Cabinet Office Order (内閣府令) specifies (except where the holding ratio exceeds the figure that Order sets and in other cases it sets), or held by the State, local governments or other persons that Order specifies — in each case only by holders that have notified the Prime Minister of their record dates.
Article 27-26, paragraph (1)See it in the glossary
item (iii) New Financial Instruments and Exchange Act
第三号新金融商品取引法（だいさんごうしんきんゆうしょうひんとりひきほう）
In Articles 2, 5 and 6 of the supplementary provisions (附則) of Act No. 32 of 2024, the Financial Instruments and Exchange Act (Act No. 25 of 1948) as amended by Article 1 of that Act, counting only the amendments listed in Article 1, item (iii) of those supplementary provisions.
Supplementary Provisions, Article 2, paragraph (1)See it in the glossary
item (iii) effective date
第三号施行日（だいさんごうしこうび）
The date the provisions listed in Article 1, item (iii) of the supplementary provisions (附則) of Act No. 32 of 2024 come into effect, a date a Cabinet Order (政令) sets within two years of the Act's promulgation.
Supplementary Provisions, Article 2, paragraph (1)See it in the glossary

This version

as amended by Act Partially Amending the Financial Instruments and Exchange Act and the Payment Services Act (Act No. 64 of 2026)金融商品取引法及び資金決済に関する法律の一部を改正する法律

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