Supplementary Provisions, Article 5
第五条
The provisions of Article 63, paragraph (7) of the New Act (limited to the part pertaining to item (i), (a) or (b), or item (ii), (a) or (b) of that paragraph) do not apply, until the day on which five years have elapsed from the effective date, to the case where a notifier of specially permitted services under the former Act, etc. that actually falls under any of item (i), (a) or (b), or item (ii), (a) or (b) of that paragraph at the time of enforcement of this Act continues to fall under any of item (i), (a) or (b), or item (ii), (a) or (b) of that paragraph.
新法第六十三条第七項（同項第一号イ若しくはロ又は第二号イ若しくはロに係る部分に限る。）の規定は、この法律の施行の際現に同項第一号イ若しくはロ又は第二号イ若しくはロのいずれかに該当している旧法特例業務届出者等が、引き続き当該同項第一号イ若しくはロ又は第二号イ若しくはロのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
The provisions of Article 63, paragraph (7) of the New Act (limited to the part pertaining to item (i), (d) or item (ii), (d) of that paragraph) do not apply, until the day on which six months have elapsed from the effective date, to the case where a notifier of specially permitted services under the former Act, etc. that actually falls under either item (i), (d) or item (ii), (d) of that paragraph at the time of enforcement of this Act continues to fall under either item (i), (d) or item (ii), (d) of that paragraph.
新法第六十三条第七項（同項第一号ニ又は第二号ニに係る部分に限る。）の規定は、この法律の施行の際現に同項第一号ニ又は第二号ニのいずれかに該当している旧法特例業務届出者等が、引き続き当該同項第一号ニ又は第二号ニのいずれかに該当している場合については、施行日から起算して六月を経過する日までの間は、適用しない。
The provisions of Article 63, paragraph (7) of the New Act (limited to the part pertaining to item (i), (e) or item (ii), (e) of that paragraph) do not apply to the case where a notifier of specially permitted services under the former Act, etc. that actually falls under either item (i), (e) or item (ii), (e) of that paragraph at the time of enforcement of this Act continues to fall under either item (i), (e) or item (ii), (e) of that paragraph.
新法第六十三条第七項（同項第一号ホ又は第二号ホに係る部分に限る。）の規定は、この法律の施行の際現に同項第一号ホ又は第二号ホのいずれかに該当している旧法特例業務届出者等が、引き続き当該同項第一号ホ又は第二号ホのいずれかに該当している場合については、適用しない。
(Specially Permitted Services for Qualified Institutional Investors)
A person that falls under any of the following items (excluding a financial instruments business operator, etc.) must not engage in specially permitted services for qualified institutional investors…
次の各号のいずれかに該当する者（金融商品取引業者等を除く。）は、適格機関投資家等特例業務を行つてはならない。
Open this provision(Specially Permitted Services for Qualified Institutional Investors)
if the person is a corporation, a person that falls under any of the following:
法人である場合においては、次のいずれかに該当する者
Open this provision(Specially Permitted Services for Qualified Institutional Investors)
if the person is an individual, a person that falls under any of the following:
個人である場合においては、次のいずれかに該当する者
Open this provisionthe New Actmachine translation
「新法」
This Act as amended by Act No. 32 of 2015.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 32 of 2015, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
notifier of specially permitted services under the former Act, etc.machine translation
「旧法特例業務届出者等」
In Article 3 and Article 5 of the supplementary provisions (附則) of Act No. 32 of 2015, a notifier of specially permitted services under the former Act (旧法特例業務届出者), or a person carrying on specially permitted investment management services (特例投資運用業務) under Article 48, paragraph (1) of the supplementary provisions of Act No. 65 of 2006 as it stood before Article 10 of the 2015 Act's supplementary provisions amended it, other than a financial instruments business operator, etc. under paragraph (4) of that Article.
Defined inSupplementary Provisions, Article 3, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 3, paragraph (2); and Supplementary Provisions, Article 5