Supplementary Provisions, Article 4
第四条
The provisions of Article 163 of the New Financial Instruments and Exchange Act apply to purchase, etc. or sale, etc. under that Article of specified securities, etc. under that Article that is made on or after the effective date, and the provisions then in force continue to govern purchase, etc. or sale, etc. under Article 163 of the Former Financial Instruments and Exchange Act of specified securities, etc. under that Article that was made before the effective date.
新金融商品取引法第百六十三条の規定は、施行日以後に行われる同条の特定有価証券等に係る同条の買付け等又は売付け等について適用し、施行日前に行われた旧金融商品取引法第百六十三条の規定による同条の特定有価証券等に係る同条の買付け等又は売付け等については、なお従前の例による。
The provisions of Article 164 of the New Financial Instruments and Exchange Act apply to profit from purchase, etc. or sale, etc. under that Article of specified securities, etc. under that Article that is made on or after the effective date, and the provisions then in force continue to govern profit from purchase, etc. or sale, etc. under Article 164 of the Former Financial Instruments and Exchange Act of specified securities, etc. under that Article that was made before the effective date.
新金融商品取引法第百六十四条の規定は、施行日以後に行われる同条の特定有価証券等に係る同条の買付け等又は売付け等に係る利益について適用し、施行日前に行われた旧金融商品取引法第百六十四条の規定による同条の特定有価証券等に係る同条の買付け等又は売付け等に係る利益については、なお従前の例による。
(Submission of Reports on Purchase and Sales of Regulated Securities by the Officer of a Listed Company)
If an officer (including an officer of the asset management company (meaning an asset management company as defined in Article 2, paragraph (21) of the Act on Investment Trusts and Investment…
第二条第一項第五号、第七号、第九号又は第十一号に掲げる有価証券（政令で定めるものを除く。）で金融商品取引所に上場されているもの、店頭売買有価証券又は取扱有価証券に該当するものその他の政令で定める有価証券の発行者（以下この条から第百六十六条まで及び第百六十七条の二第一項において「上場会社等」という。）の役員（投資信託及…
Open this provision(Restitution of Profits Arising from Short-Term Purchase and Sales by the Officer of a Listed Company)
In order to prevent wrongful use by the officer or major shareholder of a listed company, etc. of any secret information acquired in the course of duty or by virtue of position, a listed company…
上場会社等の役員又は主要株主がその職務又は地位により取得した秘密を不当に利用することを防止するため、その者が当該上場会社等の特定有価証券等について、自己の計算においてそれに係る買付け等をした後六月以内に売付け等をし、又は売付け等をした後六月以内に買付け等をして利益を得た場合においては、当該上場会社等は…
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 45 of 2013, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
Former Financial Instruments and Exchange Actmachine translation
「旧金融商品取引法」
In Articles 2 to 6 of the supplementary provisions (附則) of Act No. 45 of 2013, this Act as it stood before Article 1 of that Act amended it.
Short name set inSupplementary Provisions, Article 2, paragraph (1)· applies only in this provision and in Supplementary Provisions, Articles 3 to 6
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
In Articles 3 to 6 and Article 35 of the supplementary provisions (附則) of Act No. 45 of 2013, this Act as amended by Article 1 of that Act.
Short name set inSupplementary Provisions, Article 3, paragraph (1)· applies only in this provision and in Supplementary Provisions, Articles 4 to 6 and 35