Supplementary Provisions, Article 8
第八条
The provisions of Article 172-4 of the New Financial Instruments and Exchange Act apply to an annual securities report, etc. prescribed in paragraph (1) of that Article, a quarterly, semiannual, or extraordinary report, etc. prescribed in paragraph (2) of that Article, or an extraordinary report prescribed in paragraph (3) of that Article for which the business year subject to disclosure is a business year commencing on or after the effective date, and the provisions then in force continue to govern an annual securities report, etc. prescribed in Article 172-2, paragraph (1) of the Former Financial Instruments and Exchange Act or a quarterly, semiannual, or extraordinary report, etc. prescribed in paragraph (2) of that Article for which the business year subject to disclosure is a business year that commenced before the effective date.
(Administrative Monetary Penalty Payment Order Issued to an Issuer That Submits an Annual Securities Report Containing a False Statement)
If an issuer submits an annual securities report, etc. (meaning an annual securities report as prescribed in Article 24, paragraph (1) or (3) (including as applied mutatis mutandis pursuant to…
発行者が、重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている有価証券報告書等(第二十四条第一項若しくは第三項(これらの規定を同条第五項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。)及び第二十四条第六項(第二十七条において準用する場合を含む。)の規定による有価証券報…
Open this provision(Administrative Monetary Penalty Payment Order Issued to an Issuer That Submits an Annual Securities Report Containing a False Statement)
If an issuer submits an annual securities report, etc. (meaning an annual securities report as prescribed in Article 24, paragraph (1) or (3) (including as applied mutatis mutandis pursuant to…
発行者が、重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている有価証券報告書等(第二十四条第一項若しくは第三項(これらの規定を同条第五項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。)及び第二十四条第六項(第二十七条において準用する場合を含む。)の規定による有価証券報…
Open this provision(Administrative Monetary Penalty Payment Order Issued to an Issuer That Submits an Annual Securities Report Containing a False Statement)
If an issuer submits a semiannual securities or extraordinary report, etc. (meaning a semiannual securities report or extraordinary report under Article 24-5, paragraph (1) (including as applied…
発行者が、重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている半期・臨時報告書等(第二十四条の五第一項(同条第三項において準用する場合を含む。)若しくは第四項(これらの規定を第二十七条において準用する場合を含む。)の規定による半期報告書若しくは臨時報告書又は第二十四条の五第五項(第二十七条にお…
Open this provision(Administrative Monetary Penalty Payment Order Issued to an Issuer That Submits an Annual Securities Report Containing a False Statement)
The provisions of the preceding paragraph apply mutatis mutandis if an issuer fails to submit an extraordinary report under Article 24-5, paragraph (4)…
前項の規定は、第二十四条の五第四項(第二十七条において準用する場合を含む。)の規定による臨時報告書のうち投資者の投資判断に重要な影響を及ぼすものとして内閣府令で定める事項を記載すべきものを提出しない発行者がある場合について準用する。
Open this provisionextraordinary report
「臨時報告書」
A report that a company required to file annual securities reports (有価証券報告書) must file with the Prime Minister without delay when its securities are publicly offered or distributed abroad or another case a Cabinet Office Order (内閣府令) specifies arises, stating what has happened.
Short name set inArticle 24-5, paragraph (4)
annual securities report, etc.machine translation
「有価証券報告書等」
In Chapter VI-2, annual securities reports and their attached documents under Article 24, paragraph (1) or (3) (including as applied under paragraph (5) of that Article and under Article 27) and Article 24, paragraph (6), and amendment reports under Article 7, paragraph (1), Article 9, paragraph (1) or Article 10, paragraph (1) as applied under Article 24-2, paragraph (1).
Defined inArticle 172-4, paragraph (1)· applies only in this chapter
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 1 of Act No. 65 of 2008.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 65 of 2008, to which these supplementary provisions (附則) belong, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)· applies from here on, except in Supplementary Provisions, Article 3
Former Financial Instruments and Exchange Actmachine translation
「旧金融商品取引法」
This Act as it stood before Article 1 of Act No. 65 of 2008 amended it.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
business year subject to disclosure
「記載対象事業年度」
In Articles 7 and 8 of the supplementary provisions (附則) of Act No. 65 of 2008, the business year that each of the documents or information listed in the items of Article 185-7, paragraph (29) of this Act as amended by that Act relates to, as those items set it.
Defined inSupplementary Provisions, Article 7, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 8