Supplementary Provisions, Article 14
第十四条
The provisions of Article 174 of the New Financial Instruments and Exchange Act apply to a violation prescribed in paragraph (1) of that Article that commences on or after the effective date.
新金融商品取引法第百七十四条の規定は、施行日以後に開始する同条第一項に規定する違反行為について適用する。
(Administrative Monetary Penalty Payment Order Issued to a Person That Makes a Purchase and Sale of Securities For the Purpose of Misleading Other Persons on the Status of Transactions)
If a person makes a purchase and sale of securities, market derivatives transaction, or over-the-counter derivatives transaction that is in violation of the provisions of Article 159, paragraph (1)…
第百五十九条第一項の規定に違反する有価証券の売買、市場デリバティブ取引若しくは店頭デリバティブ取引又はこれらの取引の申込み若しくは委託等（以下この条において「違反行為」という。）をした者（以下この条において「違反者」という。）があるときは、内閣総理大臣は、次節に定める手続に従い、当該違反者に対し…
Open this provision(Administrative Monetary Penalty Payment Order Issued to a Person That Makes a Purchase and Sale of Securities For the Purpose of Misleading Other Persons on the Status of Transactions)
If a person makes a purchase and sale of securities, market derivatives transaction, or over-the-counter derivatives transaction that is in violation of the provisions of Article 159, paragraph (1)…
第百五十九条第一項の規定に違反する有価証券の売買、市場デリバティブ取引若しくは店頭デリバティブ取引又はこれらの取引の申込み若しくは委託等（以下この条において「違反行為」という。）をした者（以下この条において「違反者」という。）があるときは、内閣総理大臣は、次節に定める手続に従い、当該違反者に対し…
Open this provisionviolation
「違反行為」
In Article 174, buying or selling securities or carrying out market or over-the-counter derivatives transactions, or applying for or entrusting such transactions, in breach of Article 159, paragraph (1).
Short name set inArticle 174, paragraph (1)· applies only in this article
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 1 of Act No. 65 of 2008.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 65 of 2008, to which these supplementary provisions (附則) belong, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)· applies from here on, except in Supplementary Provisions, Article 3