Supplementary Provisions, Article 88
第八十八条
A person who, at the time of the enforcement of this Act, is deemed pursuant to the provisions of Article 79-28, paragraph (2) of the Former Securities and Exchange Act to be a securities company that is a member of an investor protection fund and has withdrawn pursuant to the provisions of paragraph (1) of that Article is deemed to be a financial instruments business operator that is a member of the deemed authorized fund, and the provisions of Article 79-28, paragraph (2) of the New Financial Instruments and Exchange Act apply.
この法律の施行の際現に旧証券取引法第七十九条の二十八第二項の規定により同条第一項の規定により脱退した投資者保護基金の会員である証券会社とみなされている者は、みなし認可基金の会員である金融商品取引業者とみなして、新金融商品取引法第七十九条の二十八第二項の規定を適用する。
(Withdrawal)
A person that is withdrawn from a fund pursuant to the provisions of the preceding paragraph is deemed to continue to be a financial instruments business operator and a member of that fund for the…
前項の規定により基金を脱退した者は、第七十九条の五十二から第七十九条の六十一までの規定の適用については、なお当該基金の会員である金融商品取引業者とみなす。
Open this provisionNew Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
financial instruments business operator
「金融商品取引業者」
In the supplementary provisions (附則) of Act No. 65 of 2006, from Article 18 on, a financial instruments business operator as defined in Article 2, paragraph (9) of this Act as amended by that Act.
Defined inSupplementary Provisions, Article 18, paragraph (1)
securities companymachine translation
「証券会社」
In the supplementary provisions (附則) of Act No. 65 of 2006, from Article 28, paragraph (4) on, a securities company as defined in Article 2, paragraph (9) of this Act under its former title (証券取引法), as it stood before that Act amended it.
Defined inSupplementary Provisions, Article 28, paragraph (4)
deemed authorized fundmachine translation
「みなし認可基金」
In the supplementary provisions (附則) of Act No. 65 of 2006, an investor protection fund (投資者保護基金) that held an authorization under Article 79-30, paragraph (1) of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法) when that Act came into effect, and that Article 89 of those supplementary provisions therefore treats as authorized under Article 79-30, paragraph (1) of this Act as Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 87, paragraph (1)