Supplementary Provisions, Article 41
第四十一条
The provisions of Article 46-6, paragraph (3) of the New Financial Instruments and Exchange Act apply, with regard to a deemed registered type-I financial instruments business operator, from the month following the month in which the effective date falls.
新金融商品取引法第四十六条の六第三項の規定は、みなし登録第一種業者については、施行日が属する月の翌月から適用する。
(Capital Adequacy Ratio)
A financial instruments business operator must prepare documents stating its capital adequacy ratio as of the last day of a quarter…
金融商品取引業者は、四半期（事業年度の期間を三月ごとに区分した各期間（事業年度の末日を変更する場合における変更後の最初の事業年度にあつては、内閣府令で定める各期間）をいう。第五十七条の二第五項並びに第五十七条の五第二項及び第三項において同じ。）の末日における自己資本規制比率を記載した書面を作成し…
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
deemed registered type-I financial instruments business operatormachine translation
「みなし登録第一種業者」
In the supplementary provisions (附則) of Act No. 65 of 2006, a person that was registered under Article 28 of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法) when that Act came into effect, and that Article 18, paragraph (1) of those supplementary provisions therefore treats as registered under Article 29 of this Act as Act No. 65 of 2006 amended it as a financial instruments business operator (金融商品取引業者) for the businesses that paragraph lists.
Short name set inSupplementary Provisions, Article 18, paragraph (2)