Supplementary Provisions, Article 36
第三十六条
A confirmation under the proviso to Article 42-2, paragraph (3) of the Former Securities and Exchange Act given before the effective date is deemed to be a confirmation under the proviso to Article 39, paragraph (3) of the New Financial Instruments and Exchange Act.
施行日前にされた旧証券取引法第四十二条の二第三項ただし書の確認は、新金融商品取引法第三十九条第三項ただし書の確認とみなす。
(Prohibition on Compensation of Loss)
The provisions of paragraph (1) do not apply if the offer, promise, or provision of an economic benefit as referred to in the items of that paragraph is done in order to cover the whole or a part of…
第一項の規定は、同項各号の申込み、約束又は提供が事故（金融商品取引業者等又はその役員若しくは使用人の違法又は不当な行為であつて当該金融商品取引業者等とその顧客との間において争いの原因となるものとして内閣府令で定めるものをいう。以下この節及び次節において同じ。）による損失の全部又は一部を補塡するために行うものである場合…
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)