Supplementary Provisions, Article 21
第二十一条
A deemed registered type-I financial instruments business operator that, at the time this Act comes into effect, has received authorization under Article 29, paragraph (1) of the Former Securities and Exchange Act and is actually conducting the business set forth in item (ii) of that paragraph is deemed, as provided by Cabinet Order, to have received registration under Article 29 of the New Financial Instruments and Exchange Act on the effective date (limited to registration in which the deemed registered type-I financial instruments business operator deemed to have received that registration conducts business pertaining to the acts set forth in Article 28, paragraph (1), item (iii), (a) or (b) of the New Financial Instruments and Exchange Act). In this case, the provisions of Article 57, paragraph (3) and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
みなし登録第一種業者でこの法律の施行の際現に旧証券取引法第二十九条第一項の認可を受けて同項第二号に掲げる業務を行っている者は、政令で定めるところにより、施行日において新金融商品取引法第二十九条の登録（当該登録を受けたものとみなされるみなし登録第一種業者が新金融商品取引法第二十八条第一項第三号イ又はロに掲げる行為に係る業務を行うものに限る。）を受けたものとみなす。この場合において、新金融商品取引法第五十七条第三項及び第百九十四条の四第一項の規定は、適用しない。
(Notice to the Minister of Finance)
Upon rendering any of the following dispositions, the Prime Minister is to promptly notify the Minister of Finance of this; provided, however, that this does not apply if the Prime Minister notifies…
内閣総理大臣は、次に掲げる処分をしたときは、速やかに、その旨を財務大臣に通知するものとする。ただし、第七十九条の五十三第三項の規定により財務大臣に通知したときは、この限りでない。
Open this provisionan act falling under any of the following (a) through (c):
次のイからハまでのいずれかに該当する行為
Open this provision(Registration)
A person may not engage in financial instruments business if that person has not been registered by the Prime Minister.
金融商品取引業は、内閣総理大臣の登録を受けた者でなければ、行うことができない。
Open this provision(Hearings)
Upon deciding to grant or to refuse an Article 29 or Article 33-2 registration, an Article 30, paragraph (1) or Article 31, paragraph (6) authorization, an Article 31…
内閣総理大臣は、第二十九条若しくは第三十三条の二の登録、第三十条第一項若しくは第三十一条第六項の認可、同条第四項の変更登録若しくは第三十五条第四項の承認をし、若しくはしないこととしたとき、第三十条の二第一項の規定により条件を付することとしたとき、又は第五十一条、第五十一条の二、第五十二条第一項若しくは第二項…
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
deemed registered type-I financial instruments business operatormachine translation
「みなし登録第一種業者」
In the supplementary provisions (附則) of Act No. 65 of 2006, a person that was registered under Article 28 of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法) when that Act came into effect, and that Article 18, paragraph (1) of those supplementary provisions therefore treats as registered under Article 29 of this Act as Act No. 65 of 2006 amended it as a financial instruments business operator (金融商品取引業者) for the businesses that paragraph lists.
Short name set inSupplementary Provisions, Article 18, paragraph (2)