Supplementary Provisions, Article 135
第百三十五条
A person who, at the time of enforcement of this Act, has obtained the license under Article 156-2 of the Former Securities and Exchange Act is deemed to have obtained the license under Article 156-2 of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 156-5, paragraph (2) and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
この法律の施行の際現に旧証券取引法第百五十六条の二の免許を受けている者は、施行日において新金融商品取引法第百五十六条の二の免許を受けたものとみなす。この場合において、新金融商品取引法第百五十六条の五第二項及び第百九十四条の四第一項の規定は、適用しない。
(License)
A person not licensed by the Prime Minister must not perform financial instruments obligation assumption services.
金融商品債務引受業は、内閣総理大臣の免許を受けた者でなければ、行つてはならない。
Open this provision(Refusal to Grant a License)
Upon deciding to grant or not to grant the license referred to in Article 156-2, the Prime Minister must notify the license applicant of this in writing without delay.
内閣総理大臣が、第百五十六条の二の免許を与えることとし、又はこれを与えないこととした場合においては、遅滞なく、その旨を書面により免許申請者に通知しなければならない。
Open this provision(Notice to the Minister of Finance)
Upon rendering any of the following dispositions, the Prime Minister is to promptly notify the Minister of Finance of this; provided, however, that this does not apply if the Prime Minister notifies…
内閣総理大臣は、次に掲げる処分をしたときは、速やかに、その旨を財務大臣に通知するものとする。ただし、第七十九条の五十三第三項の規定により財務大臣に通知したときは、この限りでない。
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)