Supplementary Provisions, Article 131
第百三十一条
A person who has violated the provisions of the Former Foreign Securities Firms Act or the provisions of foreign laws and regulations equivalent thereto, has been sentenced to a fine (including a sentence under foreign laws and regulations equivalent thereto), and for whom five years have not elapsed from the day on which the execution of the sentence was completed or the person ceased to be subject to the execution of the sentence, is deemed to be a person who falls under Article 155-3, paragraph (2), item (ii) of the New Financial Instruments and Exchange Act.
旧外国証券業者法又はこれに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなった日から五年を経過しない者については、新金融商品取引法第百五十五条の三第二項第二号に該当する者とみなす。
(Examination Criteria for Authorization)
the applicant for authorization is a person that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act or the Act…
認可申請者がこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過するまでの者であるとき。
Open this provisionNew Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Foreign Securities Firms Actmachine translation
「旧外国証券業者法」
In the supplementary provisions (附則) of Act No. 65 of 2006, the law on foreign securities firms (外国証券業者に関する法律, Act No. 5 of 1971) as it stood before Article 1 of Act No. 66 of 2006, the Act arranging related Acts (整備法), abolished it.
Short name set inSupplementary Provisions, Article 20, paragraph (1)
fine
罰金
A criminal punishment of paying money to the state, of 10,000 yen or more, or less where it is reduced (Penal Code, Article 15). It ranks below imprisonment (拘禁刑) and above penal detention (拘留) and a petty fine (科料) (Articles 9 and 10, paragraph (1)). A person who cannot pay it in full is held in a workhouse (労役場) for one day to two years, or up to three years where fines are imposed together, a period set when the sentence is passed (Article 18, paragraphs (1), (3) and (4)); not within thirty days of the sentence becoming final without the person's consent (paragraph (5)). If it is not enforced for three years after the sentence becomes final, the person is released from it by prescription (Articles 31 and 32, item (v)); the three years do not run while its execution is suspended under law or the person is abroad, and an act of execution interrupts them (Articles 33 and 34, paragraph (2)).
Written by AI using Penal Code, Arts. 9, 10, 15, 18, 31 to 34 as a reference.