Supplementary Provisions, Article 10
第十条
The provisions of Article 27-23, paragraph (1) of the New Securities and Exchange Act apply to a person who becomes a large-volume holder prescribed in that paragraph on or after the item (iv) effective date, and with regard to a person who became a large-volume holder prescribed in Article 27-23, paragraph (1) of the Former Securities and Exchange Act before the item (iv) effective date, the provisions then in force continue to govern.
新証券取引法第二十七条の二十三第一項の規定は、第四号施行日以後に同項に規定する大量保有者となった者について適用し、第四号施行日前に旧証券取引法第二十七条の二十三第一項に規定する大量保有者となった者については、なお従前の例による。
The provisions of Article 27-25, paragraph (1) of the New Securities and Exchange Act apply to the case where, on or after the item (iv) effective date, the holding ratio of share certificates, etc. prescribed in that paragraph increases or decreases by one percent or more (excluding the case that does not accompany an increase or decrease in the total number of held share certificates, etc.) or there is any other change specified by Cabinet Order as a change in a material particular to be stated in the statement of large-volume holdings, and with regard to the case where, before the item (iv) effective date, the holding ratio of share certificates, etc. prescribed in Article 27-25, paragraph (1) of the Former Securities and Exchange Act increased or decreased by one percent or more (excluding the case that did not accompany an increase or decrease in the total number of held share certificates, etc.) or there was any other change in a material particular to be stated in the statement of large-volume holdings, the provisions then in force continue to govern.
The provisions of Article 27-26, paragraph (1) of the New Securities and Exchange Act apply to the statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (1) of the New Securities and Exchange Act in the case where the holding ratio of share certificates, etc. prescribed in Article 27-25, paragraph (1) of the New Securities and Exchange Act comes to exceed five percent for the first time on the reference date prescribed in Article 27-26, paragraph (3) of the New Securities and Exchange Act that falls on or after the item (iv) effective date, and with regard to the statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (1) of the Former Securities and Exchange Act in the case where the holding ratio of share certificates, etc. prescribed in Article 27-25, paragraph (1) of the Former Securities and Exchange Act came to exceed five percent for the first time on the reference date prescribed in Article 27-26, paragraph (3) of the Former Securities and Exchange Act that fell before the item (iv) effective date, the provisions then in force continue to govern.
The provisions of Article 27-26, paragraph (2) of the New Securities and Exchange Act apply to the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in that paragraph in the case where, on or after the item (iv) effective date, a case set forth in the items of that paragraph has come to apply, and with regard to the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (2) of the Former Securities and Exchange Act in the case where, before the item (iv) effective date, a case set forth in the items of that paragraph has come to apply, the provisions then in force continue to govern.
statement of large-volume holdings
「大量保有報告書」
The report a large-volume holder (大量保有者) of share certificates, etc. (株券等) must submit to the Prime Minister on its holding ratio, the source of its acquisition funds, its purpose in holding them and other particulars a Cabinet Office Order (内閣府令) specifies.
Short name set inArticle 27-23, paragraph (1)
holding ratio of share certificates, etc.machine translation
「株券等保有割合」
In Chapter II-3, the ratio of the share certificates, etc. (株券等) a holder holds — less those it must deliver after selling them through margin transactions or similar transactions, and with those of its joint holders (共同保有者) added — to the issuer's total issued shares plus the share certificates, etc. other than shares that the holder and its joint holders hold, each counted as Cabinet Office Orders (内閣府令) set.
Defined inArticle 27-23, paragraph (4)
statement of changes
「変更報告書」
The report on the changed particulars that a person required to submit a statement of large-volume holdings (大量保有報告書) must submit to the Prime Minister when, after becoming a large-volume holder (大量保有者), its holding ratio of share certificates, etc. (株券等保有割合) rises or falls by one percentage point or more — other than where the total number of share certificates, etc. it holds is unchanged — or another material change a Cabinet Order (政令) specifies occurs.
Short name set inArticle 27-25, paragraph (1)
New Securities and Exchange Actmachine translation
「新証券取引法」
This Act as amended by Article 2 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 7, paragraph (1)· applies only in this article and in Supplementary Provisions, Articles 8 to 13
Former Securities and Exchange Actmachine translation
「旧証券取引法」
In Articles 7 to 13 of the supplementary provisions (附則) of Act No. 65 of 2006, this Act as it stood before Article 2 of that Act amended it.
Short name set inSupplementary Provisions, Article 7, paragraph (1)· applies only in this provision and in Supplementary Provisions, Articles 8 to 13
item (iv) effective datemachine translation
「第四号施行日」
The date the provisions listed in Article 1, item (iv) of the supplementary provisions (附則) of Act No. 65 of 2006 come into effect, a date a Cabinet Order (政令) sets within one year of the Act's promulgation.
Short name set inSupplementary Provisions, Article 9, paragraph (1)