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Supplementary Provisions, Article 43

第四十三条

Until the day specified by Cabinet Order, the fund may, notwithstanding of the New Securities and Exchange Act, with regard to the lending of funds made before the effective date to a securities company or foreign securities company in respect of which any of the following events has occurred, that are specified by Cabinet Office Order and Ministry of Finance Order as found to contribute to the protection of investors, acquire the claims pertaining to those loans from the person who made them:

基金は、政令で定める日までの間、の規定にかかわらず、次に掲げる事由のいずれかが生じた証券会社又は外国証券会社に対して施行日前に行われた資金の貸付けのうち、投資者の保護に資すると認められるものとして内閣府令・財務省令で定めるものについて、当該貸付けを行った者から当該貸付けに係る債権を譲り受けることができる。

the abolition of all securities business (for a foreign securities company, meaning the abolition of all securities business at its branch) or the dissolution of a securities company or foreign securities company;

すべての証券業の廃止(外国証券会社にあっては、その支店におけるすべての証券業の廃止をいう。)又は証券会社若しくは外国証券会社の解散

revocation of a license pursuant to of the Former Securities and Exchange Act or of the Former Foreign Securities Firms Act;

又はの規定による免許の取消し

an order to suspend all or part of business pursuant to of the Former Securities and Exchange Act or of the Former Foreign Securities Firms Act (limited to one made in a case that falls under of the Former Securities and Exchange Act or of the Former Foreign Securities Firms Act), or an order to suspend all or part of business pursuant to of the Former Securities and Exchange Act (including as applied mutatis mutandis pursuant to of the Former Foreign Securities Firms Act).

又はの規定による業務の全部若しくは一部の停止の命令(又はに該当する場合においてなされたものに限る。)又は(において準用する場合を含む。)の規定による業務の全部若しくは一部の停止の命令

The Prime Minister and the Minister of Finance may request an authorized fund to acquire claims pursuant to the provisions of the preceding paragraph.

内閣総理大臣及び財務大臣は、認可基金に対し、前項の規定による債権の譲受けを行うことを要請することができる。

The acquisition of claims pursuant to the provisions of paragraph (1) may not be carried out without a resolution of the general meeting of the fund.

第一項の規定による債権の譲受けは、基金の総会の議決を経なければ行うことができない。

When the president of the fund intends to submit to the general meeting a proposal pertaining to the acquisition of claims pursuant to the provisions of paragraph (1), the president must in advance hear the opinion of the governing board prescribed in of the New Securities and Exchange Act.

基金の理事長は、第一項の規定による債権の譲受けに係る議案を総会に提出しようとするときは、あらかじめ、に規定する運営審議会の意見を聴かなければならない。

In the case where the fund carries out services pertaining to the acquisition of claims pursuant to the provisions of paragraph (1), those services are deemed to be services set forth in of the New Securities and Exchange Act, and the provisions of , , and , of the New Securities and Exchange Act apply.

基金が第一項の規定による債権の譲受けに係る業務を行う場合には、当該業務はに掲げる業務とみなして、、及びの規定を適用する。

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