Supplementary Provisions, Article 24
第二十四条
The provisions of Article 52, paragraph (3) of the New Securities and Exchange Act apply, with regard to a deemed registered securities company, to a document stating the capital adequacy ratio on or after April 1, 1999.
capital adequacy ratio
「自己資本規制比率」
The ratio that a financial instruments business operator (金融商品取引業者) must calculate and report to the Prime Minister at the end of every month and in other cases a Cabinet Office Order (内閣府令) specifies: its capital, reserves and other items that Order specifies, less its fixed assets and other items it specifies, divided by the total of the amounts that Order sets for the risks that may arise from changes in the prices of the securities it holds and other causes.
Short name set inArticle 46-6, paragraph (1)
New Securities and Exchange Actmachine translation
「新証券取引法」
This Act as amended by Article 1 of Act No. 107 of 1998.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
deemed registered securities companymachine translation
「みなし登録証券会社」
In the supplementary provisions (附則) of Act No. 107 of 1998, a person that held a license under Article 28 of this Act as it stood before Act No. 107 of 1998 amended it when that Act came into effect, and that Article 12, paragraph (1) of those supplementary provisions therefore treats as registered under Article 28 of this Act as Act No. 107 of 1998 amended it, under its former title (証券取引法).
Short name set inSupplementary Provisions, Article 12, paragraph (2)