Supplementary Provisions, Article 11
第十一条
A person who, at the time this Act comes into effect, is actually engaged in the securities business prescribed in Article 2, paragraph (8) of the New Securities and Exchange Act with regard to new securities may continue to engage in that securities business, notwithstanding the provisions of Article 28 of the New Securities and Exchange Act, for three months from the effective date (or, if a disposition of refusal of registration is made within that period pursuant to the provisions of Article 28-4 of the New Securities and Exchange Act or Article 6, paragraph (1) of the Act on Foreign Securities Firms as amended by the provisions of Article 3 (hereinafter referred to as the "New Foreign Securities Firms Act"), until the date of that disposition). The same applies, where that person has filed within that period an application for the registration referred to in Article 28 of the New Securities and Exchange Act or Article 3, paragraph (1) of the New Foreign Securities Firms Act, during the period until the day on which notice is received that registration will be made upon that application or the day on which notice is received, after the lapse of that period, that registration will not be made upon that application.
この法律の施行の際現に新有価証券につき新証券取引法第二条第八項に規定する証券業を営んでいる者については、施行日から起算して三月間（当該期間内に新証券取引法第二十八条の四の規定又は第三条の規定による改正後の外国証券業者に関する法律（以下「新外国証券業者法」という。）第六条第一項の規定による登録の拒否の処分があったときは、当該処分のあった日までの間）は、新証券取引法第二十八条の規定にかかわらず、引き続き当該証券業を営むことができる。その者が当該期間内に同条又は新外国証券業者法第三条第一項の登録の申請をした場合において当該申請について登録をする旨の通知を受ける日又は当該申請について当該期間の経過後登録をしない旨の通知を受ける日までの間も、同様とする。
Among the persons prescribed in the preceding paragraph, a person who, at the time this Act comes into effect, is actually engaged with regard to new securities in the business set forth in the items of Article 29, paragraph (1) of the New Securities and Exchange Act may continue to engage in that business, notwithstanding the provisions of Article 29, paragraph (1) of the New Securities and Exchange Act, for three months from the effective date (or, if a disposition of refusal concerning the authorization referred to in that paragraph or Article 7, paragraph (1) of the New Foreign Securities Firms Act is made within that period, until the date of that disposition). The same applies, where that person has applied within that period for the authorization referred to in Article 29 of the New Securities and Exchange Act or Article 7, paragraph (1) of the New Foreign Securities Firms Act, during the period until the day on which notice is received that authorization will be granted upon that application or the day on which notice is received, after the lapse of that period, that authorization will not be granted upon that application.
A person who, at the time this Act comes into effect, is actually engaged in the securities business prescribed in Article 2, paragraph (8) of the New Securities and Exchange Act with regard to new…
この法律の施行の際現に新有価証券につき新証券取引法第二条第八項に規定する証券業を営んでいる者については、施行日から起算して三月間（当該期間内に新証券取引法第二十八条の四の規定又は第三条の規定による改正後の外国証券業者に関する法律（以下「新外国証券業者法」という。）第六条第一項の規定による登録の拒否の処分があったときは…
Open this provisionnew securitiesmachine translation
「新有価証券」
In Articles 2 and 11 of the supplementary provisions (附則) of Act No. 107 of 1998, the securities listed in Article 2, paragraph (1) of this Act as amended by Article 1 of that Act, and the rights listed in paragraph (2) of that Article, other than those those paragraphs already listed before that amendment.
Defined inSupplementary Provisions, Article 2, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 11
New Securities and Exchange Actmachine translation
「新証券取引法」
This Act as amended by Article 1 of Act No. 107 of 1998.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 107 of 1998, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
New Foreign Securities Firms Actmachine translation
「新外国証券業者法」
In the supplementary provisions (附則) of Act No. 107 of 1998, the law on foreign securities firms (外国証券業者に関する法律) as amended by Article 3 of that Act.
Short name set inSupplementary Provisions, Article 11, paragraph (1)