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Supplementary Provisions, Article 26

第二十六条

A bank, trust company, or other financial institution specified by Cabinet Order prescribed in of the Former Securities and Exchange Act (referred to as a "bank, etc." in the following paragraph) that is, at the time this Act comes into effect, engaged as a business in any of the acts specified in each of the following items with respect to the securities set forth in may, as provided by Ministry of Finance Order, notify the Minister of Finance of the business outline and other particulars within three months from the effective date.

この法律の施行の際現に次の各号に掲げる有価証券について、当該各号に定める行為のいずれかを営業として行っている銀行、信託会社そのに規定する政令で定める金融機関(次項において「銀行等」という。)は、大蔵省令で定めるところにより、施行日から三月以内に業務の内容その他の事項を大蔵大臣に届け出ることができる。

securities set forth in or of the New Securities and Exchange Act: the acts set forth in the items of of the New Securities and Exchange Act (limited, for the acts set forth in , to the purchase and sale of securities and acts pertaining to the purchase and sale of securities);

又はに掲げる有価証券 各号に掲げる行為(に掲げる行為については、有価証券の売買及び有価証券の売買に係るものに限る。)

securities set forth in of the New Securities and Exchange Act: dealings in a private placement set forth in of the New Securities and Exchange Act.

に掲げる有価証券 に掲げる私募の取扱い

A bank, etc. that has made a notification under the provisions of the preceding paragraph is deemed to have received, on the effective date, the authorization under the provisions of of the New Securities and Exchange Act.

前項の規定による届出をした銀行等は、施行日においての規定による認可を受けたものとみなす。

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