Supplementary Provisions, Article 26
第二十六条
A bank, trust company, or other financial institution specified by Cabinet Order prescribed in Article 65-2, paragraph (1) of the Former Securities and Exchange Act (referred to as a "bank, etc." in the following paragraph) that is, at the time this Act comes into effect, engaged as a business in any of the acts specified in each of the following items with respect to the securities set forth in that item may, as provided by Ministry of Finance Order, notify the Minister of Finance of the business outline and other particulars within three months from the effective date.
securities set forth in Article 65, paragraph (2), item (ii) or (iii) of the New Securities and Exchange Act: the acts set forth in the items of Article 2, paragraph (8) of the New Securities and Exchange Act (limited, for the acts set forth in items (i) through (iii) of that paragraph, to the purchase and sale of securities and acts pertaining to the purchase and sale of securities);
新証券取引法第六十五条第二項第二号又は第三号に掲げる有価証券 新証券取引法第二条第八項各号に掲げる行為(同項第一号から第三号までに掲げる行為については、有価証券の売買及び有価証券の売買に係るものに限る。)
securities set forth in Article 65, paragraph (2), item (iv) of the New Securities and Exchange Act: dealings in a private placement set forth in Article 2, paragraph (8), item (vi) of the New Securities and Exchange Act.
新証券取引法第六十五条第二項第四号に掲げる有価証券 新証券取引法第二条第八項第六号に掲げる私募の取扱い
A bank, etc. that has made a notification under the provisions of the preceding paragraph is deemed to have received, on the effective date, the authorization under the provisions of Article 65-2, paragraph (1) of the New Securities and Exchange Act.
A bank, trust company, or other financial institution specified by Cabinet Order prescribed in Article 65-2, paragraph (1) of the Former Securities and Exchange Act…
この法律の施行の際現に次の各号に掲げる有価証券について、当該各号に定める行為のいずれかを営業として行っている銀行、信託会社その他旧証券取引法第六十五条の二第一項に規定する政令で定める金融機関(次項において「銀行等」という。)は、大蔵省令で定めるところにより…
Open this provisionA bank, etc. that has made a notification under the provisions of the preceding paragraph is deemed to have received, on the effective date, the authorization under the provisions of Article 65-2…
前項の規定による届出をした銀行等は、施行日において新証券取引法第六十五条の二第一項の規定による認可を受けたものとみなす。
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
New Securities and Exchange Actmachine translation
「新証券取引法」
This Act as amended by Article 15 of Act No. 87 of 1992.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 15 of Act No. 87 of 1992 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
bank, etc.
「銀行等」
In Article 26 of the supplementary provisions (附則) of Act No. 87 of 1992, a bank, a trust company or another financial institution specified by Cabinet Order (政令) under Article 65-2, paragraph (1) of this Act under its former title (証券取引法), as it stood before that Act amended it.
Short name set inSupplementary Provisions, Article 26, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 26, paragraph (2)