Supplementary Provisions, Article 21
第二十一条
A securities company that actually holds the license under Article 28, paragraph (2), item (iv) of the Former Securities and Exchange Act at the time this Act comes into effect may, if it intends to carry on, as a business, dealings in a private placement listed in Article 2, paragraph (8), item (vi) of the New Securities and Exchange Act, notify the Minister of Finance of its business outline and other particulars within three months from the effective date, as provided by Ministry of Finance Order.
この法律の施行の際現に旧証券取引法第二十八条第二項第四号の免許を受けている証券会社は、新証券取引法第二条第八項第六号に掲げる私募の取扱いを営業として行おうとするときは、大蔵省令で定めるところにより、施行日から三月以内に業務の内容その他の事項を大蔵大臣に届け出ることができる。
A securities company that has made the notification under the provisions of the preceding paragraph is deemed to have obtained, on the effective date, the license under Article 28, paragraph (2), item (iv) of the New Securities and Exchange Act and the authorization under the provisions of Article 33 of the New Securities and Exchange Act pertaining to item (iii) of that Article.
前項の規定による届出をした証券会社は、施行日において新証券取引法第二十八条第二項第四号の免許及び新証券取引法第三十三条の規定による同条第三号に係る認可を受けたものとみなす。
A securities company that actually holds the license under Article 28, paragraph (2), item (iv) of the Former Securities and Exchange Act at the time this Act comes into effect may…
この法律の施行の際現に旧証券取引法第二十八条第二項第四号の免許を受けている証券会社は、新証券取引法第二条第八項第六号に掲げる私募の取扱いを営業として行おうとするときは、大蔵省令で定めるところにより、施行日から三月以内に業務の内容その他の事項を大蔵大臣に届け出ることができる。
Open this provisionNew Securities and Exchange Actmachine translation
「新証券取引法」
This Act as amended by Article 15 of Act No. 87 of 1992.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 15 of Act No. 87 of 1992 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)