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Supplementary Provisions, Article 4Transitional Measures Concerning Securities Dealers Associations

第四条(証券業協会に関する経過措置)

A securities dealers association registered pursuant to the provisions of of the Former Securities and Exchange Act at the time of promulgation of this Act (hereinafter referred to as the "former association") may, even before the effective date, change its articles of incorporation and obtain the authorization of the Minister of Finance, in the same manner as under the provisions of of the New Securities and Exchange Act.

この法律の公布の際の規定により登録を受けている証券業協会(以下「旧協会」という。)は、施行日前においても、の規定の例により、定款を変更し、大蔵大臣の認可を受けることができる。

A change in the articles of incorporation under the provisions of the preceding paragraph is to take effect on the effective date, and only a former association that has obtained authorization pursuant to the provisions of that paragraph is to continue to exist, even after this Act comes into effect, as a securities dealers association under the provisions of the New Securities and Exchange Act.

前項の規定による定款の変更は、施行日にその効力を生ずるものとし、旧協会は、同項の規定により認可を受けたものに限り、この法律の施行後も、引き続き、新証券取引法の規定による証券業協会として存続するものとする。

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