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Article 79-65Method of Calculation of the Amount of Burden Charges

第七十九条の六十五(負担金の額の算定方法等)

The amount of the burden charges referred to in paragraph (1) of the preceding Article is the amount calculated using the calculation method specified in the operational rules.

前条第一項の負担金の額は、業務規程の定める算定方法により算定される額とする。

The method of calculating the burden charges referred to in the preceding paragraph must be specified so as to conform to the following criteria:

前項の負担金の算定方法は、次に掲げる基準に適合するように定めなければならない。

the finances of a fund will be balanced in the long term in light of the estimated amount of payments set forth in Article 79-56, paragraph (1) and the costs that are required for services linked to funds for investor protection; and

第七十九条の五十六第一項の支払その他の投資者保護資金に係る業務に要する費用の予想額に照らし、長期的に基金の財政が均衡するものであること。

no particular financial instruments business operator is subject to differential treatment.

特定の金融商品取引業者に対し差別的取扱いをしないものであること。

The provisions of the preceding paragraph must not be construed as precluding the temporary specification of a method of calculating burden charges that does not conform to the criterion specified in item (i) of that paragraph, if the payment of burden charges so calculated would make it impossible for a financial instruments business operator that is a member to maintain its sound management.

前項の規定は、同項第一号に掲げる基準に適合するように負担金の算定方法を定めることとした場合には、これによる負担金の納付によつて会員である金融商品取引業者の経営の健全性が維持されなくなるときにおいて、当該基準に適合しない負担金の算定方法を一時的に定めることを妨げるものと解してはならない。

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