The amount of the burden charges referred to in paragraph (1) of the preceding Article is the amount calculated using the calculation method specified in the operational rules.
前条第一項の負担金の額は、業務規程の定める算定方法により算定される額とする。
The method of calculating the burden charges referred to in the preceding paragraph must be specified so as to conform to the following criteria:
前項の負担金の算定方法は、次に掲げる基準に適合するように定めなければならない。
the finances of a fund will be balanced in the long term in light of the estimated amount of payments set forth in Article 79-56, paragraph (1) and the costs that are required for services linked to funds for investor protection; and
第七十九条の五十六第一項の支払その他の投資者保護資金に係る業務に要する費用の予想額に照らし、長期的に基金の財政が均衡するものであること。
no particular financial instruments business operator is subject to differential treatment.
特定の金融商品取引業者に対し差別的取扱いをしないものであること。
The provisions of the preceding paragraph must not be construed as precluding the temporary specification of a method of calculating burden charges that does not conform to the criterion specified in item (i) of that paragraph, if the payment of burden charges so calculated would make it impossible for a financial instruments business operator that is a member to maintain its sound management.
Read this with the articles around it
(Payment of Claims to Be Compensated)
At the request of the general customer of a distressed financial instruments business operator, the fund is to pay the amount calculated pursuant to the provisions of Cabinet Office Order and…
基金は、認定金融商品取引業者の一般顧客の請求に基づいて、前条第一項の規定により公告した日において現に当該一般顧客が当該認定金融商品取引業者に対して有する債権(当該一般顧客の顧客資産に係るものに限る。)であつて基金が政令で定めるところにより当該認定金融商品取引業者による円滑な弁済が困難であると認めるもの(以下「補償対象…
Open this provision(Burden Charges)
A financial instruments business operator must pay burden charges to a fund to which it belongs pursuant to the provisions of the operational rules, so that these can be allocated to funds for…
金融商品取引業者は、投資者保護資金に充てるため、業務規程の定めるところにより、その所属する基金に対し、負担金を納付しなければならない。
Open this provision(Method of Calculation of the Amount of Burden Charges)
The amount of the burden charges referred to in paragraph (1) of the preceding Article is the amount calculated using the calculation method specified in the operational rules.
前条第一項の負担金の額は、業務規程の定める算定方法により算定される額とする。
Open this provision(Method of Calculation of the Amount of Burden Charges)
The method of calculating the burden charges referred to in the preceding paragraph must be specified so as to conform to the following criteria:
前項の負担金の算定方法は、次に掲げる基準に適合するように定めなければならない。
Open this provision(Method of Calculation of the Amount of Burden Charges)
the finances of a fund will be balanced in the long term in light of the estimated amount of payments set forth in Article 79-56, paragraph (1) and the costs that are required for services linked to…
第七十九条の五十六第一項の支払その他の投資者保護資金に係る業務に要する費用の予想額に照らし、長期的に基金の財政が均衡するものであること。
Open this provisionfinancial instruments business operator
「金融商品取引業者」
A person registered by the Prime Minister under Article 29 to carry on financial instruments business (金融商品取引業).
Defined inArticle 2, paragraph (9)· applies throughout the law
fund
「基金」
An investor protection fund (投資者保護基金): a body that protects investors by making payments to general customers under Article 79-56, paragraph (1) and carrying on its other business, so as to maintain confidence in securities transactions and commodity-related market derivatives transactions.
Short name set inArticle 79-21, paragraph (1)· applies only in this chapter
funds for investor protection
「投資者保護資金」
Money an investor protection fund (投資者保護基金) sets aside to meet the costs of the services listed in Article 79-49, paragraph (1).
Short name set inArticle 79-63, paragraph (1)