A certified investor protection organization (hereinafter referred to as a "certified organization" in this Section) must have the financial instruments business operators and financial instruments intermediary service providers that are its constituent members, as well as financial instruments business operators and financial instruments intermediary service providers that agree to be covered by its certified services and any other person specified by Cabinet Office Order, as its covered business operators (meaning financial instruments business operators, financial instruments intermediary service providers, and any other person specified by Cabinet Office Order, that are covered by the services of the certified organization; hereinafter the same applies in this Section).
A certified organization must make a list of the covered business operators available for public inspection.
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financial instruments business operator
「金融商品取引業者」
A person registered by the Prime Minister under Article 29 to carry on financial instruments business (金融商品取引業).
Defined inArticle 2, paragraph (9)· applies throughout the law
financial instruments intermediary service provider
「金融商品仲介業者」
A person registered by the Prime Minister under Article 66 to carry on financial instruments intermediary service (金融商品仲介業).
Defined inArticle 2, paragraph (12)· applies throughout the law
certified investor protection organization
「認定投資者保護団体」
In Articles 79-10 and 79-11, a body the Prime Minister has certified under Article 79-7, paragraph (1) to carry on work such as resolving complaints about, and mediating disputes over, the financial instruments business of financial instruments business operators or financial instruments intermediary service providers.
Short name set inArticle 79-10, paragraph (1)· applies only in this provision and in Article 79-11, paragraph (1)
certified services
「認定業務」
In Section 3 of Chapter IV, the work for which a certified investor protection organization (認定投資者保護団体) has been certified under Article 79-7, paragraph (1), such as resolving complaints about, and mediating disputes over, the financial instruments business of financial instruments business operators or financial instruments intermediary service providers.
Short name set inArticle 79-10, paragraph (1)· applies only in this section
covered business operators
「対象事業者」
In the section on certified investor protection organizations (認定投資者保護団体), the financial instruments business operators, financial instruments intermediary service providers and other persons a Cabinet Office Order (内閣府令) specifies that a certified organization's work covers.
Defined inArticle 79-11, paragraph (1)· applies only in this section
certified organization
「認定団体」
In Section 3 of Chapter IV, short for certified investor protection organization (認定投資者保護団体): a body the Prime Minister has certified under Article 79-7, paragraph (1) to carry on work such as resolving complaints about, and mediating disputes over, the financial instruments business of financial instruments business operators or financial instruments intermediary service providers.
Short name set inArticle 79-11, paragraph (1)· applies only in this section