beyond what is set forth in the items of paragraph (2) of the preceding Article, a certified financial instruments business association (hereinafter referred to as a "certified association" in this Chapter) must endeavor to further the sound development of the financial instruments business and the protection of investors through the dissemination of financial knowledge, and through awareness-raising activities and publicity activities.
認定金融商品取引業協会(以下この章において「認定協会」という。)は、前条第二項各号に掲げるもののほか、金融に係る知識の普及、啓発活動及び広報活動を通じて、金融商品取引業の健全な発展及び投資者の保護の促進に努めなければならない。
A certified association must make the membership list available for public inspection.
認定協会は、会員名簿を公衆の縦覧に供しなければならない。
A person that is not a certified association must not use a term in its name which could give rise to the misconception that it is a certified financial instruments business association.
認定協会でない者は、その名称中に、認定金融商品取引業協会であると誤認されるおそれのある文字を用いてはならない。
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(Certification of Certified Financial Instruments Business Associations)
A general incorporated association certified pursuant to the preceding paragraph (hereinafter referred to as a "certified financial instruments business association" in this paragraph and the…
前項の規定により認定された一般社団法人(以下この項及び次条において「認定金融商品取引業協会」という。)は、次に掲げる業務を行うものとする。
Open this provisionfinancial instruments business
「金融商品取引業」
Carrying on as a business any of the acts listed in Article 2, paragraph (8) — such as trading and brokering securities and derivatives, underwriting, handling public offerings and private placements, giving investment advice, managing investments and holding customers' money or securities — other than acts a Cabinet Order (政令) excludes as posing no risk to investor protection, and certain of those acts when banks, cooperative financial institutions (協同組織金融機関) and other financial institutions a Cabinet Order specifies carry them out.
Defined inArticle 2, paragraph (8)· applies throughout the law
certified financial instruments business association
「認定金融商品取引業協会」
A general incorporated association (一般社団法人) set up by financial instruments business operators that the Prime Minister has certified under Article 78, paragraph (1) to carry on the work listed in paragraph (2) of that Article for its members and the financial instruments intermediary service providers tied to them, such as guiding them to comply with the law, investigating them, resolving investors' complaints and disputes, registering sales representatives and making rules.
Short name set inArticle 78, paragraph (2)· applies only in this paragraph and in Article 78-2
certified association
「認定協会」
In Chapter IV, short for certified financial instruments business association (認定金融商品取引業協会): a general incorporated association (一般社団法人) set up by financial instruments business operators that the Prime Minister has certified under Article 78, paragraph (1).
Short name set inArticle 78-2, paragraph (1)· applies only in this chapter