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Article 66-83Notification of Discontinuing Business

第六十六条の八十三(廃業等の届出等)

If an investment management-related services contractor comes to fall under any of the following items, the person specified in the relevant item must notify the Prime Minister to that effect within 30 days from that day.

投資運用関係業務受託業者が次の各号のいずれかに該当することとなつたときは、当該各号に定める者は、その日から三十日以内に、その旨を内閣総理大臣に届け出なければならない。

an individual who is an investment management-related services contractor dies:the heir;

投資運用関係業務受託業者である個人が死亡したとき その相続人

it discontinues the investment management-related services contracting business (limited to that for which it has received the Article 66-71 registration or the Article 66-75, paragraph (4) registration of a change; the same applies in item (vi)):that corporation or individual;

投資運用関係業務受託業(第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けているものに限る。第六号において同じ。)を廃止したとき その法人又は個人

a corporation that is an investment management-related services contractor is extinguished by a merger:the person who was an officer representing that corporation;

投資運用関係業務受託業者である法人が合併により消滅したとき その法人を代表する役員であつた者

a corporation that is an investment management-related services contractor dissolves as a result of an order to commence bankruptcy proceedings:the bankruptcy trustee;

投資運用関係業務受託業者である法人が破産手続開始の決定により解散したとき その破産管財人

a corporation that is an investment management-related services contractor dissolves for reasons other than a merger or an order to commence bankruptcy proceedings:the liquidator;

投資運用関係業務受託業者である法人が合併及び破産手続開始の決定以外の理由により解散したとき その清算人

a corporation that is an investment management-related services contractor has another person succeed to the whole of its business (limited to business pertaining to the investment management-related services contracting business; the same applies in the following item) through a company split:that corporation;

投資運用関係業務受託業者である法人が分割により事業(投資運用関係業務受託業に係る事業に限る。次号において同じ。)の全部を承継させたとき その法人

it transfers the whole of its business:that corporation or individual.

事業の全部を譲渡したとき その法人又は個人

If an investment management-related services contractor comes to fall under any of the items of the preceding paragraph, the Article 66-71 registration of that investment management-related services contractor loses its validity.

投資運用関係業務受託業者が前項各号のいずれかに該当することとなつたときは、当該投資運用関係業務受託業者の第六十六条の七十一の登録は、その効力を失う。

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