The Prime Minister must refuse to effect a registration if the applicant for registration falls under any of the following items, or if the written application for registration or a document or electronic or magnetic record that is required to accompany it contains a false statement or record or omits a statement or record of a material fact:
内閣総理大臣は、登録申請者が次の各号のいずれかに該当するとき、又は登録申請書若しくはこれに添付すべき書類若しくは電磁的記録のうちに虚偽の記載若しくは記録があり、若しくは重要な事実の記載若しくは記録が欠けているときは、その登録を拒否しなければならない。
a person that falls under any of Article 29-4, paragraph (1), item (i), (a) through (c);
第二十九条の四第一項第一号イからハまでのいずれかに該当する者
a person that performs another business which is found to be contrary to the public interest;
他に行う事業が公益に反すると認められる者
a person falling under any of the following:
次のいずれかに該当する者
a person found likely to cause the investment management-related services contracting business to lose credibility, in light of the person's relationship with an organized crime group prescribed in Article 2, item (ii) of the Act on Prevention of Unjust Acts by Organized Crime Group Members or an organized crime group member prescribed in item (vi) of that Article, and other circumstances;
暴力団員による不当な行為の防止等に関する法律第二条第二号に規定する暴力団又は同条第六号に規定する暴力団員との関係その他の事情に照らし、投資運用関係業務受託業の信用を失墜させるおそれがあると認められる者
any other person that falls under the criteria specified by Cabinet Office Order as a person that does not have a sufficient personnel structure to perform the investment management-related services contracting business in an appropriate manner;
その他投資運用関係業務受託業を適確に遂行するに足りる人的構成を有しない者として内閣府令で定める基準に該当する者
a person found not to have in place the necessary system for performing the investment management-related services contracting business that it seeks to conduct in an appropriate manner;
その行おうとする投資運用関係業務受託業を適確に遂行するための必要な体制が整備されていると認められない者
a person that does not have a financial basis;
財産的基礎を有しない者
a person that does not have a business office or office in Japan.
国内に営業所又は事務所を有しない者
if the person is a corporation, a person that falls under any of the following persons:
法人である場合においては、次のいずれかに該当する者
a person specified by Cabinet Office Order as being unable to properly perform the business pertaining to the investment management-related services contracting business due to a mental or physical disorder; or
心身の故障により投資運用関係業務受託業に係る業務を適正に行うことができない者として内閣府令で定める者
a person falling under any of Article 29-4, paragraph (1), item (ii), (b) through (i);
第二十九条の四第一項第二号ロからリまでのいずれかに該当する者
a foreign corporation that has not designated a domestic representative or a domestic agent.
外国法人であつて国内における代表者又は国内における代理人を定めていない者
a person found not to have secured, for each business pertaining to the investment management-related services contracting business subject to the application for registration, officers or employees who have sufficient knowledge and experience necessary for its execution;
登録申請の対象となる投資運用関係業務受託業に係る業務のそれぞれにつき、その執行について必要となる十分な知識及び経験を有する役員又は使用人を確保していないと認められる者
if the person is an individual, a person that falls under any of the following persons:
個人である場合においては、次のいずれかに該当する者
a person that falls under any of Article 29-4, paragraph (1), item (ii), (b) through (h), or (i) (excluding the part that involves the provisions of Acts prescribed in item (i), (c) of that paragraph) or (a), 1. of the preceding item;
第二十九条の四第一項第二号ロからチまで若しくはリ（同項第一号ハに規定する法律の規定に係る部分を除く。）又は前号イ（１）のいずれかに該当する者
an individual domiciled in a foreign country that has not designated a domestic agent; or
外国に住所を有する個人であつて国内における代理人を定めていない者
a person found not to have sufficient knowledge and experience necessary for the execution of each business pertaining to the investment management-related services contracting business subject to the application for registration.
登録申請の対象となる投資運用関係業務受託業に係る業務のそれぞれにつき、その執行について必要となる十分な知識及び経験を有していないと認められる者
Read this with the articles around it
(Refusal of Registration)
a person falling under any of the following:
次のいずれかに該当する者
Open this provision(Refusal of Registration)
if the person is a corporation, a person that has an officer, or an employee specified by Cabinet Order, who falls under any of the following:
法人である場合においては、役員又は政令で定める使用人のうちに次のいずれかに該当する者のある者
Open this provisionRefusal of Registration
if the person is a corporation, a person that falls under any of the following persons:
法人である場合においては、次のいずれかに該当する者
Open this provisioninvestment management-related services contracting businessmachine translation
「投資運用関係業務受託業」
Carrying on as a business, on entrustment by a person allowed by this Act to carry on investment management business, etc. (投資運用業等), any of the investment management-related services (投資運用関係業務) in Article 2, paragraph (43) for that person.
Defined inArticle 2, paragraph (44)· applies throughout the law
electronic or magnetic recordmachine translation
「電磁的記録」
A record made in electronic, magnetic or any other form people cannot perceive directly, for use in computer processing.
Defined inArticle 13, paragraph (5)
officer
「役員」
A director, accounting advisor, company auditor or executive officer, or a person equivalent to one, in this Act other than Articles 163 to 167.
Defined inArticle 21, paragraph (1), item (i)· applies from here on, except in Articles 163 to 167
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.